Description
- The position is a part of Deutsche India Compliance advisory team which is part of larger DB India Compliance team.
- The role has fair mix of advisory, review and monitoring and reporting components and requires dealing with varied stakeholders ranging from Deutsche India service lines (primarily Technology and Operations), Infra functions at group and legal entity level, and Compliance leadership across group entities.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policyGender neutral parental leaves100% reimbursement under childcare assistance benefit (gender neutral)Sponsorship for Industry relevant certifications and educationEmployee Assistance Program for you and your family membersComprehensive Hospitalization Insurance for you and your dependentsAccident and Term life InsuranceComplementary Health screening for 35 yrs. and aboveYour key responsibilities
Compliance advisory and Compliance risk management : Coverage : Business Operations in DIPL – Corporate Bank, Investment Bank, International Private bank :
Identifying training requirementsPreparing training materialsTraining deliveryPost training follow-ups and recordingCompliance investigations :
Carrying out compliance investigations, recording evidence and advise consequence managementRecording and reporting in DB applicationsExtracting lessons learnt and training pointersCompliance monitoring and reviews :
Identifying compliance risk themes for review / monitoringPlanning, scoping and fieldworkReporting, tracking and follow-upsAnalyse key compliance metrics to derive trends and horizon risks Identify opportunities of standardisation, implement the same in coordination with compliance colleagues and update KOPs and KODs
Your skills and experience
Skills :
Basic understanding of Banking operations for Corporate Bank, Investment bank, Private / Retail Bank and Asset management.Good understanding of Outsourcing and Compliance Risk – Employee Compliance, Electronic Communication, Information Barriers etc.Ability to identify potential compliance risks embedded in day to day business operationsAttention to detail while analysing and articulating Compliance risks for advisory and review.Good written and communication skills augmenting sharp and fit for purpose compliance advisory and managing expectations of multiple stakeholdersGood drafting skills for preparing training materials, KOPs and KODsGood with PowerPoint, MS Excel and Word. Ability to quickly familiarise with new Bank’s applicationsData management and analytics skillsExperience
7 to 8 years of total experience with past 3 years in Compliance or Nonfinancial risk role.Experience with Business / infrastructure control rolesGood understanding of Compliance risks with respect to Personal account dealing, electronic communications, cyber security and outsourcingFRM / GARP candidate / fellow desirableExperience / familiarity with Compliance / Non-financial risksHow we’ll support you
Training and development to help you excel in your careerCoaching and support from experts in your teamA culture of continuous learning to aid progressionA range of flexible benefits that you can tailor to suit your needs