FinCrif - Compliance Specialist

Roles & Responsibilities.

Key Responsibilities : .

• Create sound internal controls and monitor adherence to them.
• Monitor and track processes across all verticals under Operations department to ensure process compliance.
• He / she should be responsible for implementing and executing inspection, testing, and evaluation methods to ensure that there is an adherence of defined SLAs.
• Proactively audit processes, practices and documents to identify weaknesses and suggest ways to strengthen them.
• Carry out process audit at defined frequencies to ensure teams achieve desired results and timely delivery.
• He / She should be able to coordinate with relevant stakeholders to ensure that they are well versed with the processes.
• Must maintain accurate and up-to-date documentation of all processes, including standard operating procedures (SOPs), process flows, and other relevant information.
• He / she should ensure processes are standardized and compliant with relevant regulations and industry standards.

Key Skills : .

(ref : iimjobs.com)