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Associate Manager - Compliance (Share.Market)
ConfidentialBengaluru / Bangalore23 days ago
Job descriptionImplement and monitor compliance frameworks for broking operations. Coordinate with business units to resolve compliance issues. Assist during regulatory inspections and manage stakeholder interactions. Maintain awareness of regulatory changes and support process enhancements.
Key deliverables :
- Support compliance for stock broking aligned with SEBI and exchange regulations.
- Conduct periodic compliance reviews and assist in internal audits.
- Ensure accurate and timely regulatory submissions.
- Contribute to policy updates based on evolving regulatory requirements.
Role responsibilities :
Skills Required
Compliance Management, Stock Broking, Regulatory Reporting, sebi regulations , Internal Audit
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Manager Compliance • Bengaluru / Bangalore
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