Operations / Compliance

The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing above board in its transactions.

Responsibilities

Understand SEBI requirements for Investment Advisor and Mutual Fund Distributor compliance and support in implementing the necessary systems and documentation.

Supporting data accuracy and periodic reporting to clients

Supporting executing of transactions for clients

Qualifications

Graduate in related discipline

2-3 years of experience in Operations

Methodical / systematic approach to work

Good reading comprehension

Excellent verbal and written communication skills

Work environment and compensation

We are small sized team with versatile skills and diverse backgrounds and approaches. The organization is quite flat and client interaction and job satisfaction are amongst our strengths. Compensation will be fair and in line with industry standards.

Skills Required

data accuracy, Mutual Fund Distributor compliance, periodic reporting, SEBI requirements