Vice President Compliance

About Company

The company operates in the financial services industry, focusing on trading and underwriting government and fixed income securities in India.

Job Description

• Conducting Board Meetings and General Meetings of the company, issuing notice of meetings, drafting statutory reports, resolutions and minute
• Compliance with Company Law, Foreign Exchange and Reserve Bank norms and other relevant applicable regulatory requirements of the Company.
• Maintaining Statutory Books / Registers and filing relevant forms and returns applicable to the company
• Ensuring compliance of the secretarial standards applicable to the Company.
• Managing CSR compliances applicable to the company.
• Ensure effective compliance of regulatory requirements such as code of conduct, whistle blower policy, and other regulatory policies applicable to the company.
• Ensure effective communication and interaction with Directors, shareholders and shareholding entities.