KKR - Senior Professional - Compliance

Description :

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions.

KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities.

KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds.

KKRs insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group.

References to KKRs investments may include the activities of its sponsored funds and insurance subsidiaries.

KKR Gurugram office provides best in class services and solutions to our internal stakeholders and clients, drives organization wide process efficiency and transformation, and reflects KKR's global culture and values of teamwork and innovation.

The office contains multifunctional business capabilities and is integral in furthering the growth and transformation of KKR.

Team Overview :

• KKRs Legal & Compliance team is involved in all matters of trading, anti-corruption, conflicts of interest, etc. to protect the firm, our clients and investors, and our reputation.
• The team advises on compliance, oversight, monitoring, and reporting of the Firms trading platform and activities.
• The Legal & Compliance team drafts and updates KKRs policies and procedures to ensure accountability for legal and regulatory requirements and adherence to our high ethical standards.
• The team also provides support for our employees by advising on and creating precautions for personal conflicts matters including social media usage, personal investing, outside business activities, etc.

Position Summary :

KKR is seeking a resource to support the growing KKR Public Vehicle and Registered Investment Company platform (40 Act Platform).

This role entails supporting the registered investment companies, registered business development companies (BDCs), and other public investment vehicles managed by KKR & Co. Inc., KKR Credit Advisors (US) LLC, KKR Registered Advisor LLC and FS / KKR Advisor, LLC.

Based in Gurugram, this individual will be responsible for assisting with the development of the compliance and regulatory program aspects of the 40 Act Program and growing platform under KKR Public and Private Markets.

A successful candidate will typically have 4-6 years of experience with a demonstrated track record in the legal or compliance department of a leading financial services organization.

Experience in U.S. federal securities laws, asset management and U.S. registered funds and related regulatory issues are is preferred but not required.

An understanding of the US securities laws, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Securities Act of 1933 is preferred but not required.

Roles & Responsibilities :

KKR is an equal opportunity employer.

Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.

(ref : iimjobs.com)