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Chief Manager - Compliance & Secretarial

Chief Manager - Compliance & Secretarial

InCred Financial ServicesMumbai, Maharashtra, India
22 days ago
Job description

Responsibilities

Regulatory & Statutory Compliance :

Ensure compliance with :

  • Companies Act, 2013
  • SEBI (LODR) Regulations
  • Secretarial Standards (SS-1 & SS-2)
  • Other applicable laws and regulations
  • Filing of returns, reports, and disclosures with MCA, SEBI, RBI, and stock exchanges.

SEBI & Stock Exchange Compliance :

  • Ensure compliance with SEBI Listing Regulations.
  • Handle filings such as shareholding patterns, corporate announcements, press releases, etc. on stock exchanges (BSE / NSE).
  • Manage Insider Trading policies, disclosures, and reporting requirements.
  • Board and Committee Meetings :

  • Organize, coordinate, and manage Board, Committee, and General Meetings.
  • Draft agendas, minutes, resolutions, and maintain statutory records.
  • Ensure timely circulation of meeting notices and papers to Directors.
  • Corporate Governance & Risk :

  • Maintain and update the compliance calendar.
  • Liaise with external auditors, legal advisors, and regulators as required.
  • Secretarial Audit & Annual Filings :

  • Coordinate and support Secretarial Audit, Internal Audit, and other statutory audits.
  • Oversee annual return filings, XBRL filings, and other ROC requirements.
  • Stakeholder & Investor Relations Support :

  • Support investor grievance redressal.
  • Coordinate with RTA and legal teams for share transfers, dividends, and corporate actions.
  • Preferred Candidate Profile

  • 6 to 8 years (Post qualification experience as a Company Secretary, preferably in a listed NBFC or financial institution)
  • In-depth knowledge of corporate laws, SEBI regulations
  • Excellent communication and drafting skills
  • Attention to detail and ability to meet deadlines
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    Manager Manager • Mumbai, Maharashtra, India

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