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Senior Manager / Chief Manager-Compliance - AIF / PMS / fixed Income- Financial Institution- Mumbai

ConfidentialMumbai, India

9 days ago

Job description

This is Regarding the Opening for Leading Fund Management Firm as a Senior Manager / Chief Manager-Compliance - AIF / PMS / fixed Income

Role : Senior Manager / Chief Manager-Compliance - AIF / PMS / fixed Income

Location : Mumbai

Experience : 3-10 in compliance management in AIF / PMS / Fixed income / SEBI

Working Days : 5 Days(WFO)

Job Requirements :

A Good experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management
Candidates with exposure in AIF / PMS compliance.

Job Responsibilities :

Will be coordinating with the clients of the Company for SEBI AIF / PMS compliances.

To resolve the regulatory queries of the clients

To co-ordinate during Inspection / Audit

Shall assist in various group level restructuring projects as may be initiated by Company from time to time

Ensure regulatory compliances for the Company for the current as well as future regulatory projects

Communication Skills :

Excellent Verbal and written communication skills.

If interested, please give me an acknowledgment by sharing your updated CV on shivani @thepremierconsultants.com

#Compliance #AIF #PMS #AlternateInvestmentFund #PortfolioManagmentServcies #SEBIcompliance #SEBIregulations #capitalMarket #FPI #FDI #EquityFunds #HedgeFunds #AIF Compliancemanagement #AIFInspectionHandling #PMScompliance #Custodian #RiskCategorization #SEBI #custody #fixedincome #inscpection #regulatory #audit #hedgefund #capitalmarket

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Skills Required

Fixed Income, Pms, Compliance Management, Aif, Regulatory Compliance

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