Implementation and monitoring of corporate compliance policies.Independently handling audits, queries, and responses.Experience in automating processes and liaising with stakeholders.Preparing and maintaining MIS reports, dashboards, and presentations.Providing periodic compliance updates to senior management.Handling trading and demat queries from employees, especially personal trading policy.Conducting training and awareness sessions on policy requirements.Following up with departments to ensure compliance with policies.Skills Required
Process Automation, compliance training, audit management, Corporate Compliance, Mis Reporting