Head of Compliance
Artha GroupMumbai, Mumbai (district)12 days ago
Job descriptionOversee complete adherence to SEBI (AIF) Regulations, CSCRF requirements, and associated circulars across all regulated funds Lead compliance during fund audits, registration reviews, and investor grievance resolutions Ensure proper execution of drawdowns, unit allotments, investor reporting, and SEBI inspection readiness across fund platforms Serve as the regulatory interface for fund formation, trust structuring, IFSCA filings, and PPM reviews - ensuring seamless alignment between intent, documentation, and statutory benchmarks Build and maintain compliant investor journeys - across onboarding, AML / KYC verifications, contribution acknowledgements, demat declarations, and policy undertakings Ensure investor grievance redressal systems are active, audit-logged, and aligned with SEBI expectations Maintain comprehensive, digital documentation of investor communications and compliance-related resolutions Manage end-to-end entity-level compliance - spanning ROC / MCA filings, director appointments, statutory registers, capital restructuring, and name changes Ensure alignment across labour regulations, Shops & Establishment Acts, PF / ESI provisions, and employment compliances in collaboration with HR and legal Coordinate with tax advisors and finance teams on cross-border and domestic compliance matters, including capital flow documentation, foreign investment disclosures, and regulatory declarations Establish reporting rhythms for leadership - surfacing upcoming obligations, deviation risks, audit timelines, and resolution updates Ensure documentation standards across all filings, registers, and submissions are audit-grade, version-controlled, and inspection-ready Maintain governance discipline across digital folders, CLM systems, investor records, and regulatory communications Build and manage a high-trust compliance team with a reputation for precision, pace, and discretion Serve as the go-to partner for legal, finance, investment, and operations teams - ensuring compliance is embedded in strategy, not isolated from it Champion a culture of documentation, deadline integrity, and compliance-first decision making across the organization Qualified Company Secretary (CS) with 10+ years of compliance experience, including 4–5 years in SEBI-regulated fund environments Demonstrated expertise in managing governance across complex fund and entity structures both domestic and cross-border Known for building systems that scale and flag risks before they escalate Comfortable representing the firm before auditors, regulators, and statutory bodies with confidence and clarity Exceptional attention to detail, yet grounded in commercial understanding and operational context Proficient with digital compliance systems, workflow trackers, and regulatory documentation management Total Annual Compensation : ₹37,50,000 Fixed Annual Salary : ₹32,00,000 Retention bonus : ₹3,00,000 (Paid annually) ESOPS : ₹2,50,000 (as per vesting policy)
About Artha Group
Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+ successful exits, we operate with discipline, foresight, and long-term conviction.
In a firm where multiple entities, funds, and jurisdictions converge, compliance is not just a support function it’s an institutional safeguard. We are now seeking a Head of Compliance to lead our governance and regulatory operations with precision, velocity, and zero deviation.
Role Overview
As the Head of Compliance , you will lead Artha Group’s enterprise-wide compliance framework across domestic and global fund structures, private entities, LLPs, and investor-facing mandates. This is a senior leadership role best suited for a Company Secretary with a decade of experience and deep familiarity with SEBI-regulated AIFs and fund governance protocols.
Your core responsibility is to protect the firm without slowing its momentum. You will establish robust compliance systems, ensure timely reporting across regulators, elevate risk visibility for leadership, and uphold the integrity of every statutory and investor-facing process. Beyond rule-following, your role is to bring structure, foresight, and credibility to every legal or regulatory interface Artha touches.
Function : Regulatory Compliance | Legal Governance | Risk Mitigation
Level : Department Head
Key Responsibilities
Governance, Frameworks & Regulatory Leadership
- Design and manage the compliance operating system for Artha’s multi-entity structure - including LLPs, Pvt Ltds, domestic AIFs, and offshore vehicles
- Serve as the principal custodian of all group-level filings, registers, and board governance documentation
- Develop and enforce a central compliance calendar that integrates statutory, regulatory, fund-specific, and investor requirements - ensuring zero lapses across reporting cycles
SEBI, AIF & Fund-Level Compliance
Investor Compliance & Onboarding Protocols
Entity & Operational Compliance
Risk Management, Reporting & Documentation
Leadership & Internal Collaboration
Who You Are
Compensation :
Create a job alert for this search
Head Of Compliance • Mumbai, Mumbai (district)
Related jobs
%20Pvt.%20Ltd.)
- Promoted
Director, Head of Compliance & Ethics, India
Bristol Myers Squibbmumbai, maharashtra, in Job Title : Director, Head of Compliance & Ethics, India.This role leads the Compliance & Ethics (C&E) operations across India – both (i) BMS commercialization entity in Mumbai and (ii) center of e...Show moreLast updated: 3 days ago
- Promoted
Head of Compliance
ConfidentialMumbai, India Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund.Our ve...Show moreLast updated: 30+ days ago
- Promoted
▷ 3 Days Left! Head of Compliance
Artha GroupMumbai, Maharashtra, India About Artha Group Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Co...Show moreLast updated: 14 days ago
- Promoted
- New!
Head of Information Technology
AI Outsourcingthane, maharashtra, in AI Outsourcing is looking for a Head of Information Technology to transform the Outsourcing / Offshore sector via the use of AI - targeting Accountants globally.
This is a full-time remote role for ...Show moreLast updated: 12 hours ago
- Promoted
Head of Sales
AviateThane, IN At Humantic AI, our mission is to humanize the internet.Our product is at the cutting-edge of AI, Psychology and large-scale data.
We believe that we have an opportunity (and even a responsibility) ...Show moreLast updated: 30+ days ago
- Promoted
Head of Quality and Regulatory Compliance
GetingeMumbai, Maharashtra, India The Director of QRC, IN will serve as an active member of the Global Sales (GS) SAPAC region QRC leadership and IN SSU Leadership Teams, on top of the role as IN SSU Management Representative.He / S...Show moreLast updated: 30+ days ago
- Promoted
Head of Legal
TIE-UPS Manpower Consultantsmumbai, maharashtra, in TIE-UPS is hiring for a Leading Housing Finance Company - Part of a Business Conglomerate.Strong presence in Commercial vehicle Finance, Home Loans, and Enterprise Finance.Skilled in drafting & rev...Show moreLast updated: 3 days ago
- Promoted
Head of Sales- APAC
Etiyadombivli, maharashtra, in We are a community of innovators, dreamers, and doers.We welcome like-minded teamplayers to #ExceedEveryday with us!.We are a global software company with more than 1600 employees in 3 continents, ...Show moreLast updated: 3 days ago
- Promoted
Head of Investment Compliance
ConfidentialMumbai What are the ongoing responsibilities of this position.Team Leadership & Development : .Lead, mentor, and develop a team of compliance professionals.
Plan, prioritize, and align team objectives with d...Show moreLast updated: 30+ days ago
- Promoted
Deputy Head Internal Audit & Compliance
Confidentialmumbai, maharashtra, in POSITION VACANT : Deputy Head, Internal Audit & Compliance, Leading Philanthropic Organization, Mumbai.Our client is a respected philanthropic organization working across India to enable large-scale...Show moreLast updated: 1 day ago
- Promoted
- New!
Director, Head of Compliance & Ethics, India (Only 24h Left)
Bristol Myers SquibbMumbai, Maharashtra, India JOB DESCRIPTION Job Title : Director, Head of Compliance & Ethics, India Grade : Director Location : Mumbai Division : Compliance & Ethics This role leads the Compliance & Ethics (C&E) operati...Show moreLast updated: less than 1 hour ago
- Promoted
Head of Compliance
Artha Groupmumbai, maharashtra, in Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund.Our ve...Show moreLast updated: 30+ days ago
- Promoted
Head of Information Security
HotelTrader LodgIQ (India) Pvt. Ltd.Thane, IN Hotel Trader is a 100% automated & cloud-based distribution management company providing the tools necessary for hotels to seamlessly connect to global demand with the click of a button.We fully em...Show moreLast updated: 30+ days ago
- Promoted
Compliance Manager
Evalueserve IndiaMumbai, Maharashtra, India Elevate Your Impact Through Innovation and Learning.Evalueserve is a global leader in delivering innovative and sustainable solutions to a diverse range of clients, including over 30% of Fortune 50...Show moreLast updated: 30+ days ago
- Promoted
Dealmoney - Head - Operations & Compliance - Stock Broking Business
Destimoney Commodities Private Limited / Dealmoney Securities Private LimitedMumbai, India Employment Type : Full-time, On-site Company : Dealmoney Commodities Pvt.Formerly Known as Dealmoney Securities Pvt.Company Overview : Established in 2006, De...Show moreLast updated: 13 days ago
- Promoted
Head of Compliance - Barclays Investments Loans India Private Limited
ConfidentialMumbai, India Join us as a 'Head of Compliance for Barclays Investments and Loans India Private Limited'.To ensure that appropriate compliance induction, annual refresher, and other topical training is delivered...Show moreLast updated: 8 days ago
- Promoted
Head of Operations and Compliance - Stock Broking
ConfidentialMumbai, India Established in 2006, Dealmoney Commodities Pvt Ltd ( Formerly Known as Dealmoney Securities Pvt.Ltd) is one of the leading full-service financial organizations in India.
Indian exchanges and multipl...Show moreLast updated: 8 days ago
- Promoted
Artha Group - Head - Compliance
Artha GroupMumbai, India Artha Group is a performance-led investment house managing over - 1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund.Our v...Show moreLast updated: 18 days ago