Head of Compliance - Barclays Investments Loans India Private Limited

Join us as a 'Head of Compliance for Barclays Investments and Loans India Private Limited'. To ensure that appropriate compliance induction, annual refresher, and other topical training is delivered locally / centrally and completed by all staff within agreed timeframes, to include producing or sourcing (e.g. from the central team) the material as required, and ensuring that completion records are maintained locally / centrally.

You may be assessed on the key critical skills which are relevant for success in role, such as experience with banking & investments, as well as job-specific skillsets.

To be successful as a Head of Compliance, you must have skill as below :

Business And Other Advisory, Communication And Escalation

• Provide day to day advice and check and challenge the business on all relevant matters pertaining to the firm and including escalating significant matters promptly, providing additional information where requested, analysing / interpreting legal, regulatory and internal policy / procedure issues;
• Maintain regular communication / liaison with relevant senior management, business and others to ensure that they are aware of the business and regulatory risks, including advising them of significant policy matters, regulatory changes, audits and inspections and breaches, if any.
• Work closely with the team to enhance the local compliance culture in the entity through a range of methods, including attendance at local business / other team meetings as appropriate, training, engagement with local risk management, operations and front office staff, identification of and sharing best practices.
• Support the team in the product approval procedure (from initial discussion stage to roll out of new products)
• Contribute to local, regional and global team meetings / calls, helping identify and share best practices
• Work with local business(es) to address issues identified
• Implement robust management reporting processes on all regulatory and policy matters internally, and to regulatory bodies, to ensure timely submission of regular and ad-hoc MI (including but not restricted to conduct risk MI) and input to Region, London, and to all local / other Compliance, Board or Committee reporting.
• Support the team in meeting the Compliance objective of the Bank
• Support New Product initiatives in line with the Barclays Standards

Regulatory And Other Authority Liaison

Training

Desirable Skillsets / Good To Have

This role will be based out of Nirlon Knowledge Park, Mumbai.

This role is regulated by the Reserve Bank of India.

Purpose of the role

To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.

Accountabilities

Assistant Vice President Expectations

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

Skills Required

regulatory training , Risk Management