Compliance Analyst (India)

We’re looking for a curious, careful, and energetic individual to join our team as a Compliance Analyst in our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.

Responsibilities

• Work closely with the US-based Compliance team to maintain the Firm’s anti-money laundering (AML) and countering the financing of terrorism (CFT) program, including review of investor KYC documents.
• Perform OFAC and global sanction screening and due diligence of counterparties and independent contractors, and escalate issues to the Senior Compliance team.
• Monitor India and China office employee communications and Code of Ethics obligations in accordance with firm policies and standards and regulatory requirements. Assist in periodic reviews and risk assessments.
• Review trade and operational reports for aspects such as position size and changes, futures and short sale activity, and current reportable event triggers to ensure adherence with applicable rules and internal policies.
• Collaborate closely with the US-based Compliance team to support compliance-related audits, assessments, and regulatory inquiries, as needed.
• Ensure compliance with Indian corporate and labour laws, including coordination of statutory filings, support for employment law compliance, and liaison with local counsel or regulatory bodies as needed.

Requirements

Benefits

Trexquant is an Equal Opportunity Employer