Assistant Vice President - Compliance - NBFC
Virtuous Advisors & Resources Private LtdMumbai, India23 hours ago
Job descriptionDevelop, review, and update internal compliance policies, SOPs, and manuals in alignment with evolving regulations. Advise senior management on regulatory expectations during product design, new business initiatives, and Conduct regular compliance reviews and audits of business and operational functions. Implement compliance testing and monitoring programs to identify and mitigate non compliance risks. Drive organization-wide awareness and training programs on compliance risk. Foster a compliance-first culture across all teams. Coordinate with internal audit, finance, operations, and technology teams to ensure seamless regulatory adherence. Serve as the primary point of contact with RBI, FIU-IND, and statutory auditors on compliance matters. Strong understanding of RBI regulations specific to NBFCs (knowledge of IRDAI regulations is a plus). Proven experience in a compliance-focused role within an NBFC or legal advisory firm
Compliance :
- Ensure full compliance with the Reserve Bank of India (RBI) guidelines applicable to NBFCs, including Master Directions, Fair Practices Code, KYC / AML, and Outsourcing Guidelines.
- Ensure compliance with Digital Lending Guidelines, particularly in relation to Lending Service Providers (LSPs), including vetting and finalizing agreements.
- Track and interpret regulatory developments; assess their impact on business operations and ensure timely implementation.
Policy & Framework Development :
Training & Culture :
Coordination & Governance :
Ideal Candidate Attributes :
(ref : iimjobs.com)
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Assistant Vice President • Mumbai, India
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