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Trainee - Compliance (Company Secretary)

Nuvama GroupMumbai, Maharashtra, India

14 days ago

Job description

Examination of Stock brokers , Research analyst , Investment advisor , AIF regulations from the point of view of business issues and suggesting recommendations

Analysis of internal data and presenting to mgt

identification of various violations from SEBI orders of past and evaluating internal process

Working with teams for automation and RPA

Identification of risks and red flags from internal data

Examination of exchange guidelines and circulars and draft SOPs

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Company Secretary • Mumbai, Maharashtra, India

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