This job offer is not available in your country.

PMS Operations & Compliance Officer (Company Secretary)

Stellar Capital ManagementMumbai, Maharashtra, India

20 days ago

Job description

Company Description

At Stellar ( we're building AI-powered wealth management for modern Indians.

Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience.

Compensation Highlights

Top-of-market cash compensation
Free access to Stellar's employee-only investment fund

Role Description

We are recruiting for a versatile PMS Operations & Compliance Officer (Company Secretary) :

Compliance Ownership

Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement

Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements

Undertake the responsibilities of our designated company secretary

Operational Excellence

Oversee PMS fund operations : NAV reporting, digital KYC / AML, accurate fee processing, etc

Handle client interactions, sales support, onboarding processes, and grievance resolution

Governance, Legal, and Finance Coordination

Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance

Manage internal financial operations

Preferred Background

Experience : 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits

Education : Qualifications in CS (eligible to be the designated CS)

Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance, operations, finance, and client interactions

Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools

Stellar Culture

Fulfilment through the best work of our lives

Pursuit of Excellence

We are not a family; we are a high-performance sports team- and our sport is solving users' problems

Create a job alert for this search

Company Secretary • Mumbai, Maharashtra, India