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▷ [Urgent] Trainee - Compliance (Company Secretary)

▷ [Urgent] Trainee - Compliance (Company Secretary)

Nuvama GroupMumbai, Maharashtra, India
2 days ago
Job description

1. Examination of Stock brokers , Research analyst , Investment advisor , AIF regulations from the point of view of business issues and suggesting recommendations

2. Analysis of internal data and presenting to mgt

3. identification of various violations from SEBI orders of past and evaluating internal process

4. Working with teams for automation and RPA

5. Identification of risks and red flags from internal data

6. Examination of exchange guidelines and circulars and draft SOPs

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Company Secretary • Mumbai, Maharashtra, India

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