Talent.com
No longer accepting applications
Deputy Manager - Compliance

Deputy Manager - Compliance

Canara HSBC Life InsuranceRaipur, Republic Of India, IN
16 hours ago
Job description

Impact on the Business / Function

  • Disseminate new regulations / exposure drafts to the respective functions and have meetings with them and ensure timely implementation of the new regulations via Compliance Monitoring Tool
  • To do Compliance Risk Assessment with respect to Penalty / Warning Orders issued by the Authority to other insurers.
  • Handing representations to Life Council / IRDAI and such other forums
  • Provide inputs to business proposals to ensure compliance and regulatory risks are restricted
  • Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan
  • To support in preparation of Regulatory Update and Compliance Dashboard for the Chief Compliance Officer of the Company
  • Product review and advertisement review
  • Supporting in Compliance Committee Meetings
  • Regulatory reporting

Target and Measures

  • Involvement in business projects / proposals to ensure compliance point of view is considered and advice adhered to before launching the same.
  • Cordial relationship with the regulator and involvement with regulator and industry for smooth implementation of regulations
  • Customers / Stakeholders

  • Provide compliant workarounds to business proposals wherever required
  • Ensure compliance risks are within organizational appetite at all times, and timely information is provided to shareholders and management so as to be aware of the risk level of the organization.
  • Target & Measures

  • Compliance team’s ability to provide compliant solutions and thereby act as a business enabler
  • Timely furnishing of comprehensive reports / dashboards to management and shareholders.
  • Teamwork

  • Promote collaborative approach to problem solving whereby the function appreciates business requirements and makes efforts to provide compliant and workable solutions within the risk appetite when faced with restrictions under the extant regulations.
  • Promote team work by involving team members in work related decision making
  • Identify learning and development opportunities for self to ensure competence of the team to handle and deliver functional responsibilities and facilitate succession planning
  • Target & Measures

  • Acceptability of the function within the business and operational management groups as a business enabler
  • Engagement levels of team members and their continued association within the organization and team
  • Operational Effectiveness & Control

  • Implementation of processes and systems and leveraging technology to streamline the function’s routine activities and also facilitate easy tracking
  • Review of Operational and other business processes and other areas which have a regulatory bearing, direct or indirect
  • Adopt a risk based framework for compliance, with focus of monitoring and initiatives on high risk areas and control weaknesses or issues identified during past compliance risk assessments
  • Target & Measures

  • Streamlined processes and systems for routine activities
  • Compliance role well defined and covering all areas of business and operations that have a regulatory impact
  • Risk based approach in compliance administration
  • Create a job alert for this search

    Deputy Manager • Raipur, Republic Of India, IN

    Related jobs
    • Promoted
    Assistant Bid Manager

    Assistant Bid Manager

    Mastekraipur, chattisgarh, in
    To support the bid management team in preparing, coordinating, and submitting high-quality proposals and Presentations for public and private sector clients across the US, UK and EU.The Assistant B...Show moreLast updated: 22 days ago
    • Promoted
    Manager- SACCR / Counterparty Credit Risk

    Manager- SACCR / Counterparty Credit Risk

    Evalueserveraipur, chattisgarh, in
    Elevate Your Impact Through Innovation and Learning.Evalueserve is a global leader in delivering innovative and sustainable solutions to a diverse range of clients, including over 30% of Fortune 50...Show moreLast updated: 13 days ago
    • Promoted
    Plant Head (Transmission Line Tower manufacturing)

    Plant Head (Transmission Line Tower manufacturing)

    AMALGAM STEEL & POWER LIMITEDDurg, Chhattisgarh, India
    We are a leading organization in the manufacturing sector, dedicated to innovation and excellence in our operations.Amalgam Steel is setting up a state-of-the-art manufacturing facility in Durg, Ch...Show moreLast updated: 19 days ago
    • Promoted
    • New!
    Assistant Manager / Manager- US Bookkeeping & Financial Advisory

    Assistant Manager / Manager- US Bookkeeping & Financial Advisory

    Qualicentricraipur, chattisgarh, in
    We are seeking an experienced bookkeeping leader who can manage accounting operations for multiple small U.This role blends hands-on bookkeeping oversight with client communication and strategic fi...Show moreLast updated: 21 hours ago
    • Promoted
    Manager EHS

    Manager EHS

    Pipal BizBhilai, Chhattisgarh, India
    Manager - Environmental Health & Safety.Heavy Engineering & Manufacturing.Manager - Environmental Health & Safety.The role demands expertise in IMS, ISO 9001, 14001, 45001 and auditing, along with ...Show moreLast updated: 30+ days ago
    • Promoted
    Corporate Legal - Manager / Senior Manager

    Corporate Legal - Manager / Senior Manager

    Suryoday Small Finance Bank Ltdraipur, chattisgarh, in
    Prepare, review, and revise commercial contracts including vendor agreements, service contracts, NDAs, MoUs, and IT, Digital agreements. Collaborate with internal stakeholders and external parties t...Show moreLast updated: 19 days ago
    • Promoted
    • New!
    Compliance Specialist – Affordable Housing (LIHTC)

    Compliance Specialist – Affordable Housing (LIHTC)

    Castellan Real Estate Partnersraipur, chattisgarh, in
    Compliance Specialist – Affordable Housing (LIHTC).Remote (Based in India, supporting California projects).Full-time | Must be available to work in Pacific Standard Time (PST) overlap hours.We are ...Show moreLast updated: 22 hours ago
    • Promoted
    • New!
    Assistant Manager / Manager- Us Bookkeeping & Financial Advisory

    Assistant Manager / Manager- Us Bookkeeping & Financial Advisory

    QualicentricRaipur, Republic Of India, IN
    We are seeking an experienced bookkeeping leader who can manage accounting operations for multiple small U.This role blends hands-on bookkeeping oversight with client communication and strategic fi...Show moreLast updated: 16 hours ago
    • Promoted
    Zonal Manager

    Zonal Manager

    MakeMyTripraipur, chattisgarh, in
    The Hotels business at MakeMyTrip is one of the largest and fastest-growing verticals within the organization, driving exceptional travel experiences for millions of customers every year.With a str...Show moreLast updated: 11 days ago
    • Promoted
    Bid Manager

    Bid Manager

    Capgeminiraipur, chattisgarh, in
    BID Management of enterprise scale solutions.Proven experience in defining offer scope; goals and deliverables that support business goals in collaboration with senior management and stakeholders.A...Show moreLast updated: 20 days ago
    • Promoted
    • New!
    Deputy Manager Risk Management

    Deputy Manager Risk Management

    WNSRaipur, Republic Of India, IN
    Execute and manage the audit assignments including performing fieldwork following the planned audit approach while delivering quality work in line Group standards. Evaluate internal processes and co...Show moreLast updated: 16 hours ago
    • Promoted
    • New!
    Manager / Assistant Manager — Compliance

    Manager / Assistant Manager — Compliance

    Tradeswift GroupRaipur, Chhattisgarh, India
    We’re Hiring : Compliance (Manager / Asst.TRADESWIFT , we’re looking for a.Broking & PMS operations watertight—translating regulations into clear processes and building a culture of “do it right, ever...Show moreLast updated: 16 hours ago
    • Promoted
    • New!
    Deputy Manager-Facilities & Administration

    Deputy Manager-Facilities & Administration

    Housing.comRaipur, Chhattisgarh, India
    Deputy Manager-Facilities & Administration Department : Administration.Who we are…? About REA India Pte.REA India is a subsidiary of REA Group Ltd. ASX : REA), a leading digital real estate business h...Show moreLast updated: 16 hours ago
    • Promoted
    H1B Resource Deployment Manager

    H1B Resource Deployment Manager

    PTR Globalraipur, chattisgarh, in
    Pinnacle Group is a nationally recognized leader in workforce solutions, known for delivering high-impact staffing, talent management, and contingent workforce programs. We support some of the most ...Show moreLast updated: 26 days ago
    • Promoted
    Finance Director

    Finance Director

    Client of Sankalpa Integrated SolutionsBhilai, Republic Of India, IN
    Job Title : Chief Financial Officer (CFO).Location : Bhilai, Chhattisgarh.Salary Range : ₹24 LPA – ₹30 LPA.Experience Required : Minimum 10 years of experience. Qualification : Chartered Accountant (CA)....Show moreLast updated: 11 days ago
    • Promoted
    Foundry Manager / Engineer

    Foundry Manager / Engineer

    Pipal BizBhilai, Chhattisgarh, India
    Leading Melting & Foundry Shop Unit Specializing in High-Quality Steel Castings & Engineering.Tech / Diploma in Metallurgy or Mechanical Engineering or related field with .Oversee daily foundry ope...Show moreLast updated: 30+ days ago
    • Promoted
    Deputy Manager

    Deputy Manager

    ConfidentialRaipur
    Max Life Insurance Company Limited is looking for Deputy Manager to join our dynamic team and embark on a rewarding career journey. Assist the Manager in the day-to-day operations of the business, i...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Compliance Specialist – Affordable Housing

    Compliance Specialist – Affordable Housing

    Castellan Real Estate PartnersRaipur, Republic Of India, IN
    Compliance Specialist – Affordable Housing (LIHTC).Remote (Based in India, supporting California projects).Full-time | Must be available to work in Pacific Standard Time (PST) overlap hours.We are ...Show moreLast updated: 16 hours ago