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▷ Urgent Search! Trustee Officer - Asset Management

▷ Urgent Search! Trustee Officer - Asset Management

Nuvama Asset ManagementMumbai, Maharashtra, India
10 days ago
Job description

Job Responsibilities :

  • Assist the Trustees and discharge the activities assigned.
  • Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.
  • Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.
  • Ensuring various Compliances as per SEBI Regulations on day-to-day basis, internal compliance systems including PIT regulations etc.
  • Ensuring due diligence on the responsibilities of Trustees specified by SEBI vide Regulation, Guidelines and Circulars issued from time to time.
  • Liaison with the Compliance department of the AMC
  • Monitor the Action taken report prescribed by the Trustees and follow up action.
  • To act as the Link between SEBI and Trustee Directors
  • Arrangements for Board Meetings of Trustee Co.
  • Drafting minutes of Board meeting and Committee meetings of Trustee Company.
  • Co-ordination of Statutory Audit, SEBI Audit, Internal Audit, etc.
  • Co-ordination with Auditors appointed for special audits, etc.
  • Ensuring timely implementation of SEBI circulars w.r.t Trustee’s obligations.
  • Preparation of Trustee report to unitholders and timely circulation.
  • Preparation of Trustee reports to be filed with SEBI, etc.
  • Ensuring timely compliances, reporting and submissions as applicable to Trustee Company.

KNOWLEDGE / SKILLS / EXPERIENCE

  • Qualified Company Secretary with 5-6 years of experience in MF or trustee compliances
  • Mutual Fund background must.
  • Should have reasonable experience of understanding and implementing SEBI regulations and guidelines.
  • Experience in Internal Audit will be an added advantage.
  • Ability to liaise with SEBI, Auditors, Regulators, Board members, etc
  • Create a job alert for this search

    Asset Management • Mumbai, Maharashtra, India

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