WC-Process, Audit & Compliance Manager-CO-SBB

WC-Process, Audit & Compliance Manager-CO-SBB

INTERNAL USAGE : No. of Vacancies :

Reports to :

WC : Head-Process, Audit & Compliance-CO-SBB

Is a Team leader

Team Size : 0 to 3

Grade :

DM / Manager / Sr. Manager

Business : Corporate Center

Department : SBB Credit

Sub - Department : SBB Credit

Location :

About Wholesale Credit

The SBB Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. Itis also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes

AbouttheRole

compliance

Key Responsibilities

• Performs quality assurance reviews makes recommendations for quality assurance and improvement programs.
• Participates in risk assessments.
• Provides guidance to mitigate potential risks or conflict.
• Informs clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations. Researches, executes, and documents compliance reviews.
• Conducts compliance audits, inspections, reviews, and tests.
• Reviews protocols for research projects and advises faculty and staff on regulations and policies.
• Responds to potentially serious compliance issues and violations or consults with management on appropriate responses.
• Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary.
• End to end monitoring all regulatory schemes.
• Co-ordination with locations for audit / compliance observations resolution.
• Training to team on persisting errors pointed by Auditors.

Qualifications

Role Proficiencies :

For successful execution of the job, the candidate should possess :

Skills Required

regulatory guidelines , Compliance Audits