Senior Officer, Governance and Compliance

Responsibilities :

• Provide subject matter compliance advisory across global businesses on cross-border and region-specific requirements and restrictions.
• Conduct AML due diligence and respond to AML / KYC inquiries from third parties.
• Respond to regulatory inquiries such as surveys
• Compliance data analysis
• Perform regulatory reviews and reporting
• Undertake the investigation and assessment of transaction monitoring alerts.
• Collaborate with relevant departments to evaluate and address potential issues identified through transaction monitoring. Ensure that all reviews and investigation conclusions are adequately documented.
• Update compliance policies and procedures. Ensure that policies and procedures are aligned with changes in local laws and regulations.
• Facilitate effective internal collaboration. Serve as a liaison between compliance and other departments to foster a coordinated approach to compliance. Work collaboratively with legal, risk management, and other teams to address compliance-related concerns and implement corrective actions.
• Participate in ad hoc projects and tasks as assigned, ensuring the effective completion of all responsibilities.

Required knowledge, skills and abilities :

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