Deputy Manager - Compliance
Canara HSBC Life Insurancepune, India22 hours ago
Job descriptionInvolvement in business projects / proposals to ensure compliance point of view is considered and advice adhered to before launching the same. Cordial relationship with the regulator and involvement with regulator and industry for smooth implementation of regulations Provide compliant workarounds to business proposals wherever required Ensure compliance risks are within organizational appetite at all times, and timely information is provided to shareholders and management so as to be aware of the risk level of the organization. Compliance team’s ability to provide compliant solutions and thereby act as a business enabler Timely furnishing of comprehensive reports / dashboards to management and shareholders. Promote collaborative approach to problem solving whereby the function appreciates business requirements and makes efforts to provide compliant and workable solutions within the risk appetite when faced with restrictions under the extant regulations. Promote team work by involving team members in work related decision making Identify learning and development opportunities for self to ensure competence of the team to handle and deliver functional responsibilities and facilitate succession planning Acceptability of the function within the business and operational management groups as a business enabler Engagement levels of team members and their continued association within the organization and team Implementation of processes and systems and leveraging technology to streamline the function’s routine activities and also facilitate easy tracking Review of Operational and other business processes and other areas which have a regulatory bearing, direct or indirect Adopt a risk based framework for compliance, with focus of monitoring and initiatives on high risk areas and control weaknesses or issues identified during past compliance risk assessments Streamlined processes and systems for routine activities Compliance role well defined and covering all areas of business and operations that have a regulatory impact Risk based approach in compliance administration
Impact on the Business / Function
- Disseminate new regulations / exposure drafts to the respective functions and have meetings with them and ensure timely implementation of the new regulations via Compliance Monitoring Tool
- To do Compliance Risk Assessment with respect to Penalty / Warning Orders issued by the Authority to other insurers.
- Handing representations to Life Council / IRDAI and such other forums
- Provide inputs to business proposals to ensure compliance and regulatory risks are restricted
- Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan
- To support in preparation of Regulatory Update and Compliance Dashboard for the Chief Compliance Officer of the Company
- Product review and advertisement review
- Supporting in Compliance Committee Meetings
- Regulatory reporting
Target and Measures
Customers / Stakeholders
Target & Measures
Teamwork
Target & Measures
Operational Effectiveness & Control
Target & Measures
Create a job alert for this search
Deputy Manager • pune, India
Related jobs
- Promoted
- New!
Principal Officer / Compliance Manager
CoinWpune, India The Principal Officer (PO) shall be an officer at the management level.To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not b...Show moreLast updated: 22 hours ago
- Promoted
Deputy Manager
ConfidentialPune Oversee and review the work of the payroll team, ensuring all deliverables meet the required standards.Ensure payroll accuracy, compliance with regulations, and timeliness.Prepare and analyze payro...Show moreLast updated: 30+ days ago
- Promoted
Manager Operations Administration
Ultra Corpotech Pvt LtdPimpri-Chinchwad, Maharashtra, India Job Title : Head of Sports Academy – Operations & Administration Department : Operations / Administration Location : Pune Experience : 7 – 13 Years Key Responsibilities : To oversee day-to-day operation...Show moreLast updated: 1 day ago
- Promoted
Deputy Manager- SCM- Materials AERO
ConfidentialPune, India Has prior team management experience in the Materials Management domain.Should lead team by an example, Guide, drive, motivate & engage team to deliver on all key functional expectations such as Su...Show moreLast updated: 5 days ago
- Promoted
Senior Manager - Risk and Compliance
Good Business LabPune, IN We use rigorous academic research to prove that worker well-being programs have business impacts.We develop market-ready, scalable interventions that benefit both workers and businesses.Our goal is...Show moreLast updated: 1 day ago
- Promoted
- New!
Public Relations Account Director
Quest Business SolutionMore, India We're seeking an experienced BFSI PR Account Director to lead our team in delivering exceptional PR services to our clients in the financial services sector.
You'll work with large and diversified f...Show moreLast updated: 22 hours ago
- Promoted
- New!
Business Development Associate
Orah Nutrichem Pvt. Ltd.Pimpri-Chinchwad, Republic Of India, IN Organisation Name : Orah Nutrichem Pvt.Designation : Sales Executive – B2B.Head Office – Nigdi, Pune, Maharashtra.Experience Required : 0–2 year (Freshers may apply).
Business Development & Client Acqu...Show moreLast updated: 20 hours ago
- Promoted
Compliance Manager
ConfidentialPune, India ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services.We empower our clients to reimagine GRC and protect and grow their business.
Our innovative approach int...Show moreLast updated: 5 days ago
- Promoted
ZK Technologies - SOX Compliance Manager - CA
ZK TechnologiesPune, India BASIC PURPOSE : The Sarbanes-Oxley (SOX) Compliance Manager is responsible for the execution of the Company's annual risk assessment and mapping of controls in compliance ...Show moreLast updated: 30+ days ago
- Promoted
Avery Dennison - Areas Sales Manager - Performance Tapes - West
Avery DennisonShirur, India About the job Company Description Avery Dennison Corporation (NYSE : AVY) is a global materials science and digital identificat...Show moreLast updated: 30+ days ago
- Promoted
Deputy Manager, Statutory Reporting
ConfidentialPune, India Serving thousands of enterprise customers around the world including 45% of Fortune 500 companies, Zscaler (NASDAQ : ZS) was founded in 2007 with a mission to make the cloud a safe place to do busin...Show moreLast updated: 5 days ago
- Promoted
Deputy Manager Liability LOB
ConfidentialPune, India Risk Assessment and Underwriting.Underwriting decisions based on underwriting authority and individual policies / programs - Provide technical inputs and advisory to the market on emerging risks and ...Show moreLast updated: 1 day ago
- Promoted
Senior Compliance Manager
Kristal.AIpune, India Provide subject matter compliance advisory across global businesses on cross-border and region-specific requirements and restrictions.
Conduct AML due diligence and respond to AML / KYC inquiries from...Show moreLast updated: 23 hours ago
- Promoted
Deputy Manager_IAM_Pune
ConfidentialPune VOIS (Vodafone Intelligent Solutions) is a strategic arm of Vodafone Group Plc, creating value for customers by delivering intelligent solutions through Talent, Technology & Transformation.As the l...Show moreLast updated: 5 days ago
- Promoted
Oracle AGIS Implementation Specialist
Jade GlobalPune,Hyderabad Role Overview : We are seeking an experienced Oracle Finance techno-functional consultant to lead the implementation of Oracle Advanced Global Intercompany Sy...Show moreLast updated: 30+ days ago
- Promoted
Deputy Manager Commercial Underwriting
ConfidentialPune, India Implementation and monitoring of various underwriting guidelines related to Commercial products.Main accountability includes Risk analysis, Risk acceptance, Risk selection, Policy coverage (Policy ...Show moreLast updated: 30+ days ago
- Promoted
Assistant / Deputy Manager - Retention
ConfidentialAhmedabad, Surat, Pune Monitor and analyze persistency ratios regularly to identify trends and areas of improvement.Develop strategies to enhance policy renewal rates and reduce lapses.
Implement retention initiatives to ...Show moreLast updated: 5 days ago
- Promoted
- New!
Lead-Physical Design - Library
Mulya TechnologiesMore, India Large Design Servicess Organization with more than 1000 employees.LOCATION : GREATER BENGALURU AREA / Greater Hyderabad.Manage standard cell, macro, and IP libraries used in full chip and tile-level ...Show moreLast updated: 22 hours ago