Information Technology Compliance Manager

Job Title : IT Compliance Manager

Location : Mumbai

Company Overview :

HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world’s largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse range of investment and trading services to retail and institutional clients. Our commitment to technological advancement and regulatory compliance sets us apart as a trusted partner in the financial industry.

Job Overview : As an IT Compliance manager at HDFC Securities, you will work closely with the senior management and team to ensure that HDFC Securities Ltd adheres to all relevant regulatory requirements and industry standards. You will play a pivotal role in safeguarding our IT operations against compliance breaches and mitigating risks effectively. The ideal candidate will have 5 -8 years of experience in compliance roles within the banking or capital markets sector and possess strong leadership and communication skills.

Key Responsibilities :

1. Compliance Policy Development and Maintenance

• Assist in developing, implementing, and maintaining comprehensive IT compliance policies and procedures in alignment with Indian banking and capital markets regulations.
• Collaborate with the senior management and team to review and update compliance policies and procedures regularly to reflect changes in laws, regulations, and organizational processes.

2. Regulatory Compliance Monitoring

3. Compliance Risk Assessment

4. Compliance Project Delivery

5. Audit and Reporting

6. Training and Awareness

7. Incident Management and Response

8. Vendor and Third-Party Compliance

9. Stakeholder Engagement

Qualifications, Experience & Expertise

Benefits