Compliance Manager

JOB PURPOSE :

Understanding and supporting in implementation and monitoring of the regulatory / statutory guidelines across the organization.

FUNCTIONAL RESPONSIBILITIES :

• Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept / process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines.
• Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise / guide the team on the compliance aspects.
• Preparing and reviewing of policy documents for compliance function
• Advising the Board and committees of the Board on RBI compliances and preparing applicable paperwork for the same
• Preparation and submission of returns to RBI or other applicable regulators and support during audits and inspection.

QUALIFICATION : -

Semi qualified or qualified CMA / CA / CS / Legal / MBA or Any other grad with relevant experience in regulatory / RBI Compliance

EXPRERIENCE : 4yrs to 7yrs

COMPENTENCIES :