Talent.com
This job offer is not available in your country.
Kaleidofin - Manager - Compliance - CS

Kaleidofin - Manager - Compliance - CS

KaleidofinChennai, India
30+ days ago
Job description
  • Proactively track regulatory developments (RBI, SEBI, AMFI, FIU-IND, etc.) and ensure timely compliance across all applicable laws and guidelines.
  • Maintain and update a Master Compliance Tracker covering all departments, coordinating with respective teams to ensure adherence.
  • Read, interpret, and implement regulatory requirements effectively into internal processes, policies, and documentation.
  • Develop, implement, and monitor compliance frameworks, policies, and control mechanisms for continuous effectiveness.
  • Partner with business and product teams to identify and address regulatory requirements, review new products / features, and provide compliance sign-offs.
  • Prepare compliance reports, MIS, and updates for senior management and regulators; handle inspections, audits, and regulatory queries.
  • Conduct internal reviews, telecall evaluations, monitoring activities, and support in preparation of STRs and other regulatory submissions.
  • Liaise with regulators, industry bodies, auditors, and external stakeholders; manage escalated complaints and Ombudsman matters.

    • Preferred Candidate Profile

    • Qualified or Semi-qualified Company Secretary or Law Graduate with at least 3 years of relevant experience, preferably in an NBFC.
    • Strong ability to read, interpret, and implement regulatory requirements.
    • Smart analytical thinking and problem-solving skills.
    • Good communication and stakeholder management abilities.
    • Proactive, detail-oriented, and able to work independently with minimal supervision in most duties.

      • Location - Chennai (Work from Office)

      (ref : iimjobs.com)

    Create a job alert for this search

    Compliance Manager • Chennai, India