Compliance- NBFC

About Client :

Our Client is one of the leading NBFC Organization.

About the Role :

Monitoring RBI and other Statutory guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept / process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines and periodic reporting of the status.

• Compliance Risk Management : Compliance Risk Assessment, defining compliance controls and mitigation measures.
• Support the reporting manager in undertaking advisory function across business verticals on the following and advise / guide the team on the compliance aspects.

a. new product approvals,

b. new partnership arrangements,

c. policy rollout or amendment to policies

d. Customer complaints

Job Requirements

Educational Qualification : CA or CMA or CS or Any other graduation

Experience : 3+years