Compliance Manager

JOB PURPOSE :

Understanding and supporting in implementation and monitoring of the regulatory / statutory guidelines across the organization.

FUNCTIONAL RESPONSIBILITIES :

Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept / process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines.

Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise / guide the team on the compliance aspects.

Preparing and reviewing of policy documents for compliance function

Advising the Board and committees of the Board on RBI compliances and preparing applicable paperwork for the same

Preparation and submission of returns to RBI or other applicable regulators and support during audits and inspection.

QUALIFICATION : -

Semi qualified or qualified CMA / CA / CS / Legal / MBA or Any other grad with relevant experience in regulatory / RBI Compliance

EXPRERIENCE : 4yrs to 7yrs

COMPENTENCIES :

Strong negotiation and influencing skills

Strong communication and interpersonal skills

Problem solving and decision-making skills

People management and networking skills

Ability to prioritize and balance multiple tasks on tight schedules