Compliance Manager

Job Title : Compliance Manager

Position Type : Full Time, Permanent

Department : Compliance

Location : Gurgaon, New Dehli

Reporting to : Global Head of Compliance

Job Summary

We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.

This role focuses on ensuring the firm meets its regulatory obligations, monitoring compliance, maintaining policies and registers, and supporting risk management initiatives across multiple jurisdictions (UK, US, Europe and Hong Kong).

The successful candidate will be involved in a wide range of regulatory compliance and anti-money laundering matters, supporting the development of robust systems and controls, and ensuring that these evolve in line with regulatory developments and business needs.

Responsibilities

The Compliance Manager will support the Global Head of Compliance in the effective implementation and maintenance of the firm’s global compliance framework.

Key responsibilities include, but are not limited to :

1.     Regulatory Registers & Reporting :

• Coordinate with internal stakeholders to ensure that all required filings and notifications are prepared accurately and submitted on time.
• Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers

2.     Policies & Procedures

3.     Conflicts & Conduct Oversight

4.     Financial Crime & Client Onboarding

5.     Monitoring, Testing & Surveillance

6.     Training & Awareness

7.     Regulatory Change & Advisory Support

8.     Ad-hoc & Administrative Support

Job Requirements

What we offer