Talent.com
Compliance and Corporate Governance Officer

Compliance and Corporate Governance Officer

Stellar Capital ManagementRepublic Of India, IN
19 hours ago
Job description

Company Description

At Stellar (https : / / stellarcapital.Ai / ), we're building AI-powered wealth management for modern Indians.

Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience.

Compensation Highlights

  • Top-of-market cash compensation
  • Free access to Stellar's employee-only investment fund

Role Description

We are recruiting for a versatile PMS Compliance Officer & Company Secretary :

Compliance Ownership

  • Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary
  • Governance, Legal, and Finance Coordination

  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
  • Manage internal financial operations
  • Preferred Background

  • Experience : 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education : Qualifications in CS (eligible to be the designated CS)
  • Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations
  • Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
  • Stellar Culture

    Fulfilment through the best work of our lives

    🌟 Pursuit of Excellence

  • We are not a family;
  • we are a high-performance sports team- and our sport is solving users' problems

    🧠 Talent Density

    We prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fund

    💡 Relentless Innovation

    Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit

    🚀 The Fast and The Curious

    The speed of execution and improvement matters more than perfection

    💭 Radical Candor

    Being kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedback

    📊 Truth Alone Triumphs

    Change your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu)

    🎨 Pride in Craftsmanship

    What we build ends up building us- this is more than "just work"

    🦅 Fewer Rules Rule

    Thrive in freedom by being self-motivated, taking ownership, and always acting in Stellar's best interests

    Contact

    Share your resume directly with us at join@stellarcapital.ai .

    Create a job alert for this search

    Corporate Governance Officer • Republic Of India, IN

    Related jobs
    • Promoted
    Compliance Audit Officer

    Compliance Audit Officer

    Mangalam Placement Pvt Ltd.Republic Of India, IN
    Qualification : Qualified Company Secretary (CS).Conduct Secretarial Audits as per Section 204 of the Companies Act.Prepare Secretarial Audit Reports (Form MR-3). Review statutory records, registers...Show moreLast updated: 22 days ago
    • Promoted
    Governance, Risk, and Compliance Advisor

    Governance, Risk, and Compliance Advisor

    Solytics PartnersPune, Republic Of India, IN
    Solytics Partners is a Global Analytics firm, recognized with multiple industry awards for innovation and excellence.Our team comprises experts with deep knowledge in risk, analytics, AI / ML, AML / FC...Show moreLast updated: 1 day ago
    • Promoted
    Corporate Governance Manager

    Corporate Governance Manager

    Bajaj Consumer CareRepublic Of India, IN
    The role holder will be responsible for ensuring comprehensive compliance with all applicable corporate laws and regulations, including the Companies Act, SEBI regulations, FEMA, and other applicab...Show moreLast updated: 1 day ago
    • Promoted
    Governance, Risk, and Compliance Specialist

    Governance, Risk, and Compliance Specialist

    J.B. Poindexter & CoRepublic Of India, IN
    Analyst, Governance, Risk and Compliance.As the GRC Analyst, you will play a critical role in developing and implementing comprehensive governance, risk, and compliance strategies, policies, and co...Show moreLast updated: 1 day ago
    • Promoted
    Compliance Officer

    Compliance Officer

    Virtuous Advisors & Resources Private Ltd (Virtuous Resources)Republic Of India, IN
    Ability to liaise and interact with regulators.Ensuring 100% compliance across all existing and new products that the company manages. Ensuring end-to-end compliance with the provisions of all regul...Show moreLast updated: 12 days ago
    • Promoted
    Compliance and Governance Manager

    Compliance and Governance Manager

    CorenzaChennai, Republic Of India, IN
    This leading financial services company in India offers a wide range of retail financing products, including two-wheeler, used car, and consumer durable loans. With a nationwide presence, the compan...Show moreLast updated: 1 day ago
    • Promoted
    Governance, Risk & Compliance Manager

    Governance, Risk & Compliance Manager

    KPMG IndiaRepublic Of India, IN
    KPMG is a global network of professional firms providing Audit, Tax and Advisory services.We operate in 156 countries and have 152,000 people working in member firms around the world.KPMG in India,...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Corporate Governance Officer

    Corporate Governance Officer

    Fairgrowth Management Consultants Pvt. Ltd.Republic Of India, IN
    Our client, a leading real estate developer, is searching for a visionary.Secretarial, Compliance, and Fund Governance functions. Alternative Investment Funds (AIFs).Member of the Institute of Compa...Show moreLast updated: 19 hours ago
    • Promoted
    Corporate Governance & Compliance Officer

    Corporate Governance & Compliance Officer

    Client of SolveCubeChennai, Republic Of India, IN
    SolveCube is an award winning AI enabled Talent Solutions Platform for middle and senior level professionals.SolveCube is working with global consulting firms, mid and large enterprises across Asia...Show moreLast updated: 22 days ago
    • Promoted
    Compliance Officer

    Compliance Officer

    Systematix Shares & Stocks (I) Ltd.Republic Of India, IN
    Systematix Group is a leading diversified financial services firm offering a wide range of solutions, including.Investment Banking, Institutional Equities, Wealth Management, Retail Broking, and As...Show moreLast updated: 1 day ago
    • Promoted
    Senior Manager - Risk and Compliance

    Senior Manager - Risk and Compliance

    Good Business LabNagpur, IN
    We use rigorous academic research to prove that worker well-being programs have business impacts.We develop market-ready, scalable interventions that benefit both workers and businesses.Our goal is...Show moreLast updated: 23 hours ago
    • Promoted
    • New!
    Director of Governance and Compliance

    Director of Governance and Compliance

    Good Business LabRepublic Of India, IN
    Good Business Lab is an independent, non-profit labor innovation company.We use rigorous academic research to prove that worker well-being programs have business impacts. We develop market-ready, sc...Show moreLast updated: 19 hours ago
    • Promoted
    Risk and Compliance Officer

    Risk and Compliance Officer

    Paytm MoneyRepublic Of India, IN
    Job Title : Enterprise Risk Manager (ERM).Broking / Capital Markets / Financial Services.Paytm Money is looking for an experienced Enterprise Risk Manager to strengthen its risk governance framework...Show moreLast updated: 1 day ago
    • Promoted
    • New!
    Investment Fund Compliance Officer

    Investment Fund Compliance Officer

    Amicorp GroupRepublic Of India, IN
    The role will be primarily responsible for administration of a portfolio of Funds, including investors onboarding and corporate services. The role holder shall act a fiduciary oversight and ensure t...Show moreLast updated: 19 hours ago
    • Promoted
    Principal Officer / Compliance Manager

    Principal Officer / Compliance Manager

    CoinWNew Delhi, Republic Of India, IN
    The Principal Officer (PO) shall be an officer at the management level.To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not b...Show moreLast updated: 1 day ago
    • Promoted
    Compliance and Contracts Specialist

    Compliance and Contracts Specialist

    EmeritusNagpur, IN
    The Compliance & Contract Management Services Department is looking for a Compliance and Contracts Associate to assess, analyze, draft, review, negotiate and finalize contracts, compliance, invoice...Show moreLast updated: 1 day ago
    • Promoted
    Governance & Compliance Lead

    Governance & Compliance Lead

    Fast&Up IndiaRepublic Of India, IN
    Nutrition, Pharma, FMCG, or D2C sectors.Provide legal support across business functions, including drafting and vetting agreements pertaining to manufacturing, supply, advertising, service provider...Show moreLast updated: 22 days ago
    • Promoted
    • New!
    Senior Compliance Leader

    Senior Compliance Leader

    CoinWNew Delhi, Republic Of India, IN
    The Principal Officer (PO) shall be an officer at the management level.To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not b...Show moreLast updated: 15 hours ago