Risk and Compliance Officer
Paytm MoneyRepublic Of India, IN21 hours ago
Job descriptionEnsure adherence to SEBI, NSE, BSE, and regulatory guidelines relevant to broking and investment products. Coordinate with Compliance and Internal Audit teams on regulatory changes and risk mitigation. Review and monitor operational, market, liquidity, and credit risks across all trading and investment operations. Assess impact of new products, policies, and business processes on overall risk. Drive root-cause analysis and corrective action plans for incidents, breaches, and audit findings. Prepare and present risk reports to the Risk Committee, Management, and Board. Conduct periodic risk assessments and scenario analyses. Lead risk governance routines like RCSAs, control testing, and policy reviews. Partner with Product, Technology, Operations, and Business teams to embed risk-aware culture. Provide risk advisory for new initiatives, automation, and process enhancements. Work closely with senior leadership on strategic risk decisions. 10–14 years of experience in risk management within broking, trading, or capital markets . Strong understanding of Equity, F&O, Mutual Funds, and Wealth products. Solid working knowledge of SEBI, Exchanges, RIA, and broking regulations. Experience in risk frameworks, KRIs, RCSA, governance, and audit management. Strong analytical skills, data-driven mindset, and ability to handle complex risk scenarios. Excellent stakeholder management and communication skills. MBA / CA / CFA or relevant risk certifications (FRM / ERM) preferred. Experience in digital broking or fintech environment is an added advantage.
Job Title : Enterprise Risk Manager (ERM)
Location : Mumbai
Experience Required : 10–14 Years
Industry Preference : Broking / Capital Markets / Financial Services
About the Role
Paytm Money is looking for an experienced Enterprise Risk Manager to strengthen its risk governance framework across all business lines, particularly Equity, F&O, MF, and Wealth products. The role involves driving a comprehensive risk management strategy, ensuring regulatory compliance, monitoring operational risk, and partnering with business teams to proactively mitigate risks.
Key Responsibilities
1. Enterprise Risk Framework
- Develop, implement, and continuously enhance the Enterprise Risk Management framework.
- Identify, assess, and monitor key risks across business units and processes.
- Build and update risk registers, KRIs, and risk dashboards.
2. Regulatory & Compliance Risk
3. Operational & Market Risk
4. Governance & Reporting
5. Stakeholder Management
Required Skills & Experience
Preferred Qualifications
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Compliance And Risk Compliance • Republic Of India, IN
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