Senior Associate, Client Reporting & Compliance

𝗪𝗲 𝗮𝗿𝗲 𝗹𝗼𝗼𝗸𝗶𝗻𝗴 𝗳𝗼𝗿 𝗰𝗮𝗻𝗱𝗶𝗱𝗮𝘁𝗲𝘀 𝘄𝗶𝘁𝗵 5-12 𝘆𝗲𝗮𝗿𝘀 𝗶𝗻 𝗰𝗹𝗶𝗲𝗻𝘁 𝗿𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗳𝗼𝗿 𝗜𝗻𝘃𝗲𝘀𝘁𝗺𝗲𝗻𝘁 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. The desired candidate will have 𝗽𝗿𝗶𝗼𝗿 𝗲𝘅𝗽𝗲𝗿𝗶𝗲𝗻𝗰𝗲 𝗶𝗻 𝗰𝗮𝗽𝗶𝘁𝗮𝗹 𝗮𝗻𝗱 𝗳𝗶𝗻𝗮𝗻𝗰𝗶𝗮𝗹 𝗺𝗮𝗿𝗸𝗲𝘁𝘀 and CRD tool experience will be an added advantage.

The role is 𝗼𝗽𝗲𝗻 𝗳𝗼𝗿 𝗕𝗮𝗻𝗴𝗮𝗹𝗼𝗿𝗲 𝗮𝗻𝗱 𝗶𝗺𝗺𝗲𝗱𝗶𝗮𝘁𝗲 𝗷𝗼𝗶𝗻𝗲𝗿𝘀 will be given preference.

𝗕͟𝗿͟𝗶͟𝗲͟𝗳͟ ͟𝗝͟𝗼͟𝗯͟ ͟𝗗͟𝗲͟𝘀͟𝗰͟𝗿͟𝗶͟𝗽͟𝘁͟𝗶͟𝗼͟𝗻͟ : ͟͟

• Prepare and deliver regular compliance reports to clients, highlighting any issues and the actions taken to address them.
• Develop and maintain reporting templates that meet client specifications and regulatory standards.
• Ensure reports are accurate, comprehensive, and delivered within agreed-upon timelines.
• Serve as a point of contact for clients regarding compliance-related inquiries and reporting.
• Communicate effectively with clients to understand their needs and to explain complex compliance issues understandably.
• Work closely with portfolio managers, traders, and other internal teams to ensure a cohesive approach to compliance.
• Provide support during client onboarding by setting up compliance rules and reporting frameworks.
• Assist in the development and implementation of compliance policies and procedures.

If you meet the requirements, please share your resume at dolimoni.kalita@acuitykp.com