Compliance : BUCG - Treasury Team

Job Description :

• Handling Compliance aspects related to Trade Finance and Cash Management Services
• Analyzing impact of regulatory guidelines / circulars and appraising the Senior Management about the Compliance Risks emanating from the regulations.
• Dissemination of actionables emanating from new regulations and ensuring implementation by the respective Business units of the Bank.
• Partnering with Business Departments on various aspects of Regulations applicable to their Business and providing them solutions on matters referred by them in new and existing products and processes.
• Review of new or existing Policies / Internal circulars / processes after ensuring all regulatory / internal guidelines have been complied.
• Communicating with regulatory authorities for clarification on regulations and approvals for products / services.
• Submission of updates / Action taken report etc. for various committees like Audit Committee of Board / MD Dashboard etc.
• Handling of Compliance related queries and approvals.
• Providing relevant inputs for preparation of presentations / Dashboards
• Monitoring and tracking of closure of regulatory observations emanating from IAD, Compliance Testing and RAR reports
• Approval and testing of new / change product and process notes in line with relevant applicable regulations / internal policies and giving sign off to PMC / CMC notes

Competencies Required :

Skills Required

Refer to the Job Description