Ethics and Compliance Officer

Experience required in the following areas :

• Developing and implementing compliance program including drafting of policies and processes, defining and implementation of system controls and monitoring the program for continual improvements;
• Conduct or oversee compliance training and education, including formal training sessions to informal one-on-one instructions, internal compliance related mailers;
• Perform intra-departmental interviews with key stakeholders involved in high risk processes to verify compliance with established processes and applicable legislations;
• Propose and monitor risk mitigation plans identified during process review;
• Implement and manage subsidiary compliance program;
• Advisory to internal stakeholders on applicable regulatory mandates;
• Supporting the (build) of Tone and culture of the organization in line with requirement of CIP;
• Policy draftingand administration of Code of Conduct and Ethics.

Required skills :

Location : BANGALORE

Work Experience : Minimum 8 years of experience

Educational Qualification : Graduation / Post- Graduation in Law OR qualified Chartered Accountant / Company Secretary