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Compliance and Governance Officer

Compliance and Governance Officer

NaviBengaluru, Republic Of India, IN
8 days ago
Job description

About the Team

The Legal, Secretarial & Compliance team at Navi serves as a strategic partner to the business, ensuring the company's operations align with legal and regulatory frameworks. The team provides comprehensive legal counsel across various domains, including corporate law, regulatory compliance, and risk management. The team oversees corporate governance, ensuring adherence to statutory obligations and facilitating effective board and shareholder engagements. The team proactively manages compliance across multiple regulated sectors, adapting to evolving regulatory landscapes.

About the Role

This role ensures effective corporate governance by managing secretarial functions, regulatory compliance, Board processes, and audit support, while overseeing statutory filings and records in line with SEBI and Companies Act requirements.

What We Expect From You

  • Preparation of Board and Committee documents, along with filings required under the Companies Act, SEBI regulations, and other secretarial functions.
  • Effective Management of the Board as well as the meetings for the Board of Directors, Management Committee, and shareholders.
  • Maintenance of the SEBI / Companies Act compliance calendar and periodic filing of quarterly, half-yearly, and annual compliance reports.
  • Management of borrowings, including drafting resolutions for term loans, DA / PTC / Co-lending, and end-to-end handling of Commercial Paper and Non-Convertible Debenture transactions.
  • Providing and coordinating for data submissions for statutory,internal and secretarial audits.
  • Managed website updates and maintenance to ensure compliance with SEBI regulations and the Companies Act.
  • Updating statutory registers and maintaining records.

Must Haves

  • Qualified Company Secretary (CS) professional program, with 2 to 5 years experience.
  • Strong analytical and interpersonal skills with an ability to work and take considered decisions in a fast-paced environment;
  • Exceptional communication (both written and verbal) skills.
  • Candidates having experience in BFSI, Insurance and Mutual Fund space would be given preference.
  • About Navi

    We are on a mission to make finance simple, accessible and affordable for a billion Indians. Guided by a strong customer-first approach, we are building tech-first solutions that work at scale. Our offerings include a range of financial products and services across Loans, Insurance, Mutual Funds, Digital Gold and UPI.

    Founded by Sachin Bansal & Ankit Agarwal in 2018, we are one of India’s fastest-growing financial services organisations. But we’re just getting started!

    Our Culture

    At Navi, we’re a place where ambition meets opportunity and ideas turn into impact quickly. We empower people with high ownership from the start, encouraging them to solve meaningful problems and build with excellence. Teams here work in an environment that values speed, collaboration and craftsmanship, while celebrating learning, growth and shared wins along the way. Whether you’re shaping the future of fintech products or driving innovation behind the scenes, life at Navi means being part of a high-energy, talent-driven workplace where your contributions truly make a difference.

    We’re guided by our own operating system - The Navi OS - a set of principles that shape how we work and win together. You can explore them at navi.Com / our-values to see what drives us every day.

    If this feels like you, Navi is the place to grow, thrive and make a real impact.

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    Compliance Officer • Bengaluru, Republic Of India, IN

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