Portfolio Compliance Monitoring Senior Analyst

About The Opportunity

Job Type : Permanent

Application Deadline : 29 August 2025

Job Description

Title : Senior Associate- Portfolio Compliance Monitoring

Department : General Counsel Shared Services

Location : Gurgaon, India

Reports To : Manager, Portfolio Compliance Monitoring

Compensation : Grade 3

We are proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services team and feel like you are part of something bigger.

About Your Team

General Counsel (GC)is a trusted advisor to all parts of FIL, providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management. General Counsel Shared services function is a global centre of expertise currently being built out in Dalian and India. It provides operational support and services to the General Counsel function.

The Investment Compliance Advisory team is responsible for providing compliance advice and support to the investment teams, including fund managers, research analysts, trading desks, corporate finance and their respective support groups. The department primarily takes responsibility for regulatory advice of all asset classes ( Equity, Fixed Income, Multi - Asset and Real Estate, as well as associated derivative activities. In addition, the team provides regulatory advice to both the Portfolio Compliance monitoring team in HK and the London based compliance monitoring team.

About Your Role

This role is supporting FIL's Portfolio Compliance Monitoring team globally. You will be responsible for supporting the day to day portfolio compliance monitoring of various retail funds and segregated mandates managed by FIL globally, and liaising with Portfolio Managers and other relevant teams and internal / external stakeholders on any identified breaches.

You will be playing a key role and be responsible for streamlining and building efficiency in the alert monitoring process, manual task and certifications.

Key Responsibilities-

• To support the Global Investment Compliance colleagues in review and evaluation of Investment Restrictions and recommend and implement such investment restrictions for compliance testing.
• Liaison with the broader Investment Compliance colleagues globally to ensure that investment restrictions coded on the compliance system are correctly interpreted; this may require discussions with Client Services, Relationship Directors, Legal and Product teams.
• Identify, track, resolve and report compliance breaches in-line with internal policy and regulatory requirements.
• To assist with ongoing review of relevant processes and procedures to ensure best practice by bringing efficiency and streamling manual controls.
• Preparing compliance reports, certifications and responding to compliance questionnaires.
• Ensuring detail documentation of end to end procedures, maintenance of procedures repository including change notification in various systems.
• Develop effective working relationships with other functional areas for timely receipt of information required for the completion of tasks
• Provide a high quality timely service to customers
• Assist in a range of FIL-wide projects or tasks

About You

The ideal candidate will :

Feel rewarded

For starters, we'll offer you a comprehensive benefits package. We'll value your wellbeing and support your development. And we'll be as flexible as we can about where and when you work – finding a balance that works for all of us. It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.

For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.

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Skills Required

Equities, Bloomberg, compliance monitoring , Fixed Income, Microsoft Office, Derivatives