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Principal Officer
EquirusIndia30+ days ago
Job descriptionPost-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association. 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls. Familiarity with capital market operations, settlement systems, and compliance processes. Oversee daily dealing activities and ensure compliance with all regulatory requirements. Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others. Monitor trading activity and implement robust internal controls. Drive implementation of policies, risk management systems, and operational processes in line with best practices. Support basic research into market trends, financial products, and business developments. Collaborate with internal departments including compliance, risk, and operations. Stay abreast of regulatory changes and assess their implications for the business. Play an active role in strategic initiatives, product launches, and technology adoption.
We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.
Qualification :
- CA / CS / CMA / CFA / FRM certification from respective institutes.
OR
Experience :
Roles and Responsibilities :
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Principal • India
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