Analyst, Operations - MMLIS

Process required paperwork and provide customer Service for new and existing business. This may include

new business applications, maintenance items, transfer paperwork and various other supplemental

accounting paperwork.

Begin to process required paperwork and provide basic customer service for new and existing

business. This may include new business applications, maintenance items, transfer paperwork and

other various supplemental accounting paperwork. Review broker dealer new business

submissions for accuracy and completeness.

• Identify cases that are not in good order (NIGO) in order to alert our Field force for resolution.
• Process client data into back-office systems with a high level of accuracy.
• Research and resolve operational issues as needed.
• Identify and resolve problems using Root Cause Problem Solving tools.
• Work effectively to meet / exceed productivity and quality standards.

Required Skills

including Non-Registered Finger printing (NRF) and personal trading account oversight

Skills Required

Data Entry Skills