Talent.com
This job offer is not available in your country.
▷ (Immediate Start) PMS Operations & Compliance Officer (Company Secretary)

▷ (Immediate Start) PMS Operations & Compliance Officer (Company Secretary)

Stellar Capital ManagementIndia
2 days ago
Job description

Company Description

At Stellar ( we're building AI-powered wealth management for modern Indians.

Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience.

Compensation Highlights

  • Top-of-market cash compensation
  • Free access to Stellar's employee-only investment fund

Role Description

We are recruiting for a versatile PMS Operations & Compliance Officer (Company Secretary) :

Compliance Ownership

  • Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary
  • Operational Excellence

  • Oversee PMS fund operations : NAV reporting, digital KYC / AML, accurate fee processing, etc
  • Handle client interactions, sales support, onboarding processes, and grievance resolution
  • Governance, Legal, and Finance Coordination

  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
  • Manage internal financial operations
  • Preferred Background

  • Experience : 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education : Qualifications in CS (eligible to be the designated CS)
  • Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance, operations, finance, and client interactions
  • Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
  • Stellar Culture

    Fulfilment through the best work of our lives

    Pursuit of Excellence

    We are not a family; we are a high-performance sports team- and our sport is solving users' problems

    Talent Density

    We prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fund

    Relentless Innovation

    Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit

    The Fast and The Curious

    The speed of execution and improvement matters more than perfection

    Radical Candor

    Being kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedback

    Truth Alone Triumphs

    Change your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu)

    Pride in Craftsmanship

    What we build ends up building us- this is more than "just work"

    Fewer Rules Rule

    Thrive in freedom by being self-motivated, taking ownership, and always acting in Stellar's best interests

    Contact

    Share your resume directly with us at join@stellarcapital.ai .

    Create a job alert for this search

    Compliance Officer • India

    Related jobs
    • Promoted
    PMS Operations & Compliance Officer (Company Secretary)

    PMS Operations & Compliance Officer (Company Secretary)

    Stellar Capital ManagementIndia
    Company Description At Stellar (https : / / stellarcapital.AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Manageme...Show moreLast updated: 28 days ago
    • Promoted
    Head-PMS / AIF operations

    Head-PMS / AIF operations

    Saplings HRIndia
    Industry : Assest Managemnt Company.Responsibilities - Client Onboarding : Manage account opening, KYC verification, and regulatory compliance. Ensure proper documentation for clients as per SEBI and...Show moreLast updated: 5 days ago
    • Promoted
    • New!
    ▷ Apply in 3 Minutes : Compliance Officer

    ▷ Apply in 3 Minutes : Compliance Officer

    A.P. Moller - MaerskIndia
    Moller - Maersk is an integrated container logistics company working to connect and simplify its customers’ supply chains. As the global leader in shipping services, the company operates in 130 coun...Show moreLast updated: 1 hour ago
    • Promoted
    PMO Consultant

    PMO Consultant

    PwC Acceleration CentersIndia
    The AES Guidewire Team has an opportunity for a Project Management Office Consultant.Our Application Evolution Services (formerly Application Managed Services) team will provide you with the opport...Show moreLast updated: 18 days ago
    Compliance Officer - Sebi

    Compliance Officer - Sebi

    Weekday AIIN
    Remote
    Quick Apply
    This role is for one of Weekday’s clients.Salary range : Rs 1500000 - Rs 2000000 (ie INR 15-20 LPA).We are seeking a Company Secretary (5-10 years of experience) as our Compliance officer for SEBI r...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    [Immediate Start] L3 - Vulnerability Management, Risk and Compliance Lead

    [Immediate Start] L3 - Vulnerability Management, Risk and Compliance Lead

    ITC InfotechIndia
    Hi, We have 4 open positions for the below role in Mumbai, Secondary location is Pune.Interested candidates can email their updated profiles to manikandan. Current CTC, Expected CTC, Notice period, ...Show moreLast updated: 1 hour ago
    • Promoted
    Compliance Officer

    Compliance Officer

    A.P. Moller - MaerskIndia
    Moller - Maersk is an integrated container logistics company working to connect and simplify its customers’ supply chains. As the global leader in shipping services, the company operates in 130 coun...Show moreLast updated: 15 days ago
    • Promoted
    PMO Specialist

    PMO Specialist

    SodexoIndia
    Sodexo promotes an inclusive and diverse workplace and encourages applications from individuals of all backgrounds.Who we are At Sodexo, we offer 100+ service solutions across diverse sectors corpo...Show moreLast updated: 4 days ago
    • Promoted
    Lead Regional Compliance Specialist

    Lead Regional Compliance Specialist

    Securitas GroupNagpur, IN
    Lead Regional Compliance Specialist - APAC.India – open to Chennai / Hyderabad / Pune.We are a dynamic, dedicated team that provides management and support for a global guarding services account that s...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    PMS Operations & Compliance Officer (Company Secretary) (Urgent Search)

    PMS Operations & Compliance Officer (Company Secretary) (Urgent Search)

    Stellar Capital ManagementIndia
    At Stellar (https : / / stellarcapital.AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indi...Show moreLast updated: 1 hour ago
    • Promoted
    • New!
    (Only 24h Left) PMO Specialist

    (Only 24h Left) PMO Specialist

    SodexoIndia
    Sodexo promotes an inclusive and diverse workplace and encourages applications from individuals of all backgrounds.At Sodexo, we offer 100+ service solutions across diverse sectors corporates, heal...Show moreLast updated: 1 hour ago
    • Promoted
    Broking Operations & Compliance

    Broking Operations & Compliance

    Anand Rathi GroupIndia
    Anand Rathi Global Intermediaries Limited (Stock Broker).Company Overview We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading...Show moreLast updated: 5 days ago
    • Promoted
    • New!
    ▷ (15h Left) Head-PMS / AIF operations

    ▷ (15h Left) Head-PMS / AIF operations

    Saplings HRIndia
    Industry : Assest Managemnt Company.Manage account opening, KYC verification, and regulatory compliance.Ensure proper documentation for clients as per SEBI and internal policies.Oversee day-to-day P...Show moreLast updated: 1 hour ago
    Lead Compliance Officer

    Lead Compliance Officer

    SleekIN
    Remote
    Quick Apply
    Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs. We give Entrepreneurs time back to focus on what they love doing - growi...Show moreLast updated: 18 days ago
    • Promoted
    • New!
    Apply in 3 Minutes! SOC Head

    Apply in 3 Minutes! SOC Head

    IDFC FIRST BankIndia
    Responsible for managing the end-to-end operations and strategic evolution of our Security Operations Centre (SOC), Threat Hunting & Incident Response, Threat Intelligence, Digital Forensics, and S...Show moreLast updated: 1 hour ago
    • Promoted
    • New!
    ▷ (Only 24h Left) Compliance Lead

    ▷ (Only 24h Left) Compliance Lead

    Aurigo Software Technologies - IndiaIndia
    We are seeking a highly skilled and experienced Senior Compliance Analyst / Compliance Lead to join our Governance, Risk, and Compliance (GRC) team. In this role, you will be responsible for driving...Show moreLast updated: 1 hour ago
    • Promoted
    Compliance and Process Excellence

    Compliance and Process Excellence

    EXLIndia
    Knowledge in Advanced excel, visualization tools, powerpoint , macros, process excellence and compliance.Experience in internal audit will be an added advantage. Assist in preparation of critical do...Show moreLast updated: 16 days ago
    • Promoted
    Company Secretary & Compliance Officer

    Company Secretary & Compliance Officer

    ARKVR CAPITALIndia
    Company Secretary and Compliance Officer for one of our Client Company based at Tiruppur.Qualified Company Secretary Minimum 2 Years of Experience Experience in Listed Entities is added Advantage.T...Show moreLast updated: 10 days ago
    • Promoted
    PMO Specialist Job Details | Vestas

    PMO Specialist Job Details | Vestas

    ConfidentialIndia
    Vestas is a major leader in wind technology and a motivation in the development of the wind power industry.Vestas' core business comprises the development, manufacture, sale, marketing, and mainten...Show moreLast updated: 19 days ago
    • Promoted
    • New!
    Immediate Start! Assistant Manager Compliance

    Immediate Start! Assistant Manager Compliance

    SK Finance LtdIndia
    To ensure compliance with corporate laws including Companies Act, Listing Agreement, SEBI Guidelines and other laws applicable to listed and unlisted companies - To support for all secretarial func...Show moreLast updated: 1 hour ago