Assistant Vice President - Compliance & Governance

Location : Mumbai

Experience : 4–8 years (preferably in NBFC / BFSI sector)

Industry : Financial Services / NBFC / BFSI / FinTech

About the Role

We are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions .

This position is ideal for professionals with hands-on experience in NBFC compliance , RBI communication, and governance frameworks, who are excited to work at the intersection of regulatory compliance and corporate governance .

Key Responsibilities

🔍 RBI Regulatory Compliance – Core Focus Area

• Ensure end-to-end compliance with RBI norms applicable to NBFC-ND-SI-ML , including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines.
• Timely submission of regulatory filings and reports via RBI portals – CIMS, Daksh, FIU-IND, and others.
• Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance.
• Draft, implement, and periodically review internal policies in line with RBI directives.
• Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny.
• Maintain and update the Regulatory Compliance Calendar , tracking and ensuring timely completion of tasks.
• Provide compliance input to business teams on related party transactions , group exposure, outsourcing, borrowings, and guarantees.

🏛 Corporate Secretarial & Governance Support – Secondary Responsibility

maintain actionable trackers.

Qualifications

Additional legal or compliance certifications preferred.

Required Skills

Preferred Skills

Why Join Us?