AVP - Regulatory Compliance

Key Responsibilities :

Regulatory Compliance :

• Ensure adherence to SEBI, NSE, BSE, NSDL, CDSL, AMFI, and RBI regulations.
• Monitor regulatory updates and implement required changes.
• Prepare and submit statutory reports, disclosures, and returns.
• Maintain regulatory correspondence and ensure inspection readiness.

Internal Compliance Monitoring :

Policy & Process Management :

Training & Awareness :

Liaison & Coordination :

Skills Required

Regulatory Compliance, Internal Audits, Risk Management, Policy Drafting, process monitoring, Statutory Reporting