Compliance Officer

Job opening for the Compliance Officer role in a Leading NBFC at Mumbai.

Role : Compliance Officer

Location : Mumbai

Working Days : 5 Days

Work Mode : Work from Office

Note : We are considering candidates who are available to join immediately or within a maximum notice period of 30 days.

Roles & Responsibilities :

This role will ensure adherence to RBI and SEBI regulations , support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees. The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters.

Key Responsibilities

Regulatory Monitoring & Implementation

• Continuously track and evaluate regulatory updates relevant to the organization.
• Assess the impact of regulatory changes on policies and business processes.
• Disseminate updates to senior management and ensure timely implementation.

Compliance Advisory & Governance

Reporting & Communication

Testing & Review

Audit & Inspection Management

Legal

Qualifications & Skills :

Preferred Attributes :

Note : We are considering candidates who are available to join immediately or within a maximum notice period of 30 days.

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#RegulatoryCommunication #InternalControls #ComplianceReviews #ComplianceMonitoring

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Skills Required

Risk Management, Automation Tools, Legal Matters, Inspections, Policy Drafting, Audits, Regulatory Compliance, Compliance Testing, sebi regulations