Securities Compliance Specialist

Stock Market Compliance Coordinator (Drafting)

📌 Position : Stock Market Compliance Coordinator

📍 Location : Mohali | 🕒 Full-time

🧩 About the Role :

Have you ever wondered what happens after a stock market scam is reported?

This role answers that.

We’re looking for a Stock Market Compliance Coordinator who will take charge after a fraud case is registered — coordinating the formal complaint filings, managing document trails, and following up with both the clients and regulatory authorities like SEBI, Cyber Crime Units, Exchanges, and RBI.

This is a backbone role — crucial in turning reported grievances into properly filed, escalated, and actionable complaints.

🔍 What You’ll Do :

🗂️ File structured complaints to authorities like SEBI SCORES, NSE / BSE, Cyber Cells, RBI Ombudsman, etc., after case intake is complete

📄 Work closely with our internal compliance / drafting team to ensure each case is submission-ready

✉️ Handle email-based correspondence with clients and government / regulatory agencies

⏱️ Maintain follow-up calendars for each complaint to ensure timelines are met

📞 Coordinate with the client for missing documents, confirmations, or status updates

📊 Maintain and update complaint tracking sheets, escalation logs, and regulatory dashboards

⚖️ Ensure each complaint follows the proper jurisdictional and procedural flow

🧠 Who You Should Be :

Have 1–2 years of experience in backend operations / coordination / compliance support roles

Excellent written communication skills (email drafting, documentation, escalation writing)

Comfortable handling structured data, Excel sheets, trackers, and status matrices

Know how SEBI SCORES, RBI CMS, NSE / BSE investor desks work (preferred but not mandatory)

Fluent in professional email etiquette, attention to detail, and logical communication flow

Able to multitask, manage multiple open cases, and escalate without being reminded

🌟 What Makes This Role Unique :

You’ll be the execution arm of India’s fight against stock market scams

Work with a dynamic team focused on investor protection and market transparency

Gain practical experience in regulatory compliance, fraud documentation, and dispute resolution

Every complaint you close is a win — for the investor, for the markets, and for the system

📬 Ready to make your mark in regulatory action?

• Apply now and help bring real accountability to the Indian stock market ecosystem.