Compliance Associate

Compliance Associate

Role Type : Full-Time

Location : Mumbai (BKC)

Search Partner : Haachi

The Opportunity : Partner with a Global Market Maker

We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making .

Headquartered in the US, our client has a significant global presence with offices across more than a dozen locations worldwide, including a critical hub in Mumbai , supported by a robust workforce of over 2,500 of the best talent in the world .

Our client's competitive edge is powered by the best human minds on the planet , utilizing state-of-the-art technological infrastructure (ultra-low latency systems, FPGAs). Their unique culture is driven by game theory, decision science, and Integrity —where the best idea always wins.

The Role : Operational Excellence and Strategic Mandate

The Compliance Associate role is highly operational and specialized , embodying a unique duality essential for a high-frequency trading environment. This position is central to ensuring strict adherence to all Indian regulatory frameworks (SEBI, NSE, BSE), mitigating risk, and proactively supporting sophisticated trading functions.

Key Responsibilities (High-Impact Operational & Strategic Duties)

The successful candidate will assume direct, independent ownership of critical compliance functions :

I. Core Regulatory Execution

• Meticulous Filings : Independently navigate and utilize NSE and BSE portals for all regulatory filings and ensure the timely and accurate submission of these critical reports to exchanges and authorities.
• Vigilant Oversight : Proactively oversee daily SEBI and Exchange circulars, translating their directives into internal compliance requirements and updating policies swiftly.
• Audit Management : Manage and oversee regulatory inspections and periodic audits, ensuring that any findings are resolved promptly and definitively .

II. Strategic Partnership & Controls

Candidate Requirements

We are seeking a candidate with a proven track record of immediate operational impact and deep regulatory competence.

I. Education & Professional Credentials 🎓

II. Professional Experience 💼

III. Core & Technical Skills 🛠️