CLM Senior Officer

ABOUT US :

As a world leading provided of intergrated solutions for the alternatie investment industry, Alter Domus (meaning 'The Other House' in Latin) is proud to be home to 90% of the top 30 asset managers in the alternatives industry, and more than 6,000 professionals across 24 countries.

With a deep understanding of what it takes to succeed in alternatives, we believe in being different - in what we do, in how we work and most importantly in how we enable and develop our people. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.

Find out more about life at Alter Domus at careers.alterdomus.com

JOB DESCRIPTION :

• Conduct client due diligence on customers, applying risk-based approach to prevent and mitigate money laundering / terrorism financing risks.
• Play a key role in KYC periodic review process, ensuring all relevant documentation is up-to-date and complies with laws, regulatory requirements and internal policies.
• Maintain customer profile and documentation, examine, record and report material changes which may affect risk level.
• Accomplish the periodic review tasks to high standard with required process and timelines, manage and validate junior's work, guide and answer the questions raised from junior colleagues.
• Coordinate, oversee and delegate work to Officers on the team; Be familiar with whole APAC and EMEA KYC process and the differences, have the ability to present the rationale to different stakeholder;
• Expand your ability to work with and across the team and form collaborative relationships.
• Have knowledge in different customer types : Corporates, Partnerships, Funds, Trusts, Foundation, Banks, Special Purpose Vehicles and Governments.
• Have basic understanding on the KYC requirements of different parties in client structure, able to collect and analysis proper documentation from client side based on business nature, making sure all the risks have been identified and managed appropriately.
• Review ownership unwrapping / drilldown (Ultimate Beneficial owner) and identify related parties such as, directors, Auth. Signatories / Traders, Senior executive management, corporate officers, Trustees etc. according to the policy requirements.
• In-depth knowledge of global KYC / AML regulations (FATF, OFAC, EU regulations, etc.). Should have understanding on High- risk jurisdictions, sanction entity / individuals, different types of sanctions, SDN, OFAC etc.,
• Conduct thorough name screening checks using internal and external databases to identify potential matches against watchlists, sanctions lists, politically exposed persons (PEPs).
• Analyze screening results to determine the relevance and risk level of potential matches, escalating high-risk factors to the appropriate stakeholders for further review and action.
• To do QC review of the files / Cases submitted by the Officers.
• Maintain daily internal tracker and checklist accordingly with accurate and timely manner and report to manager.

What We Offer

We are committed to supporting your development, advancing your career, and providing benefits that matter to you.

Our industry-leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning.

Our global benefits also include :

Equity in every sense of the word :

We are in the business of equity, in every sense of the word. For us, this means taking action to ensure every colleague has equal opportunity, valuing every voice and experience across our organisation, maintaining an inclusive culture where you can bring your whole self to work, and making Alter Domus a workplace where everyone feels they belong.

We celebrate our differences, and understand that our success relies on diverse perspectives and experiences, working towards shared goals and a common purpose. We take pride in creating a workplace where all our people are empowered to be truly invested in the alternative and bring their whole sevles to work.

We are committed to ensuring a welcoming recruiting and onboarding process for everyone. Please contact our hiring team if you require any accommodations to make our recruitment process more accessible for you.

(Alter Domus Privacy notice can be reviewed via Alter Domus webpage : https : / / alterdomus.com / privacy-notice / )

Skills Required

Due Diligence, Kyc