Compliance Head

We are seeking a Compliance Head to serve as the primary point of contact for retail business compliance and regulatory advisory. You will be responsible for ensuring adherence to regulatory requirements from the RBI , reviewing and updating internal policies, and monitoring regulatory developments. This role requires a strong leader who can identify compliance vulnerabilities, manage regulatory inspections, and drive key projects related to compliance automation and implementation.

Roles & Responsibilities :

• Regulatory Advisory : Provide regulatory advisory and clarifications to internal stakeholders and ensure adherence to all regulatory requirements of the RBI and internal policies.
• Compliance Oversight : Serve as the primary point of contact for retail business compliance, including housing loans, personal loans, digital lending, and LAP .
• Policy Management : Review and update policies and procedures for the retail business and monitor regulatory developments to assess their impact on operations.
• Risk Mitigation : Identify potential areas of compliance vulnerability and risks, and develop and implement corrective action plans for resolution.
• Stakeholder Management : Foster effective relationships with both internal stakeholders (Business, Legal, Risk, Operations) and external stakeholders (Statutory Auditors, Regulators).
• Project Leadership : Drive key assignments and projects, including automation relating to compliance, and supervise end-to-end completion and implementation.
• Regulatory Inspections : Be responsible for handling regulatory inspections and managing all pre- and post-inspection related activities.
• Team Leadership : Support the Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines and monitoring compliance with internal policies.

Skills Required :

QUALIFICATION :

Skills Required

Policy Management, Risk Mitigation, Stakeholder Management, Analytical Skills, Interpersonal Skills