Vice President Compliance

About Company

The company operates in the financial services industry, focusing on trading and underwriting government and fixed income securities in India.

Job Description

Conducting Board Meetings and General Meetings of the company, issuing notice of meetings, drafting statutory reports, resolutions and minute

Compliance with Company Law, Foreign Exchange and Reserve Bank norms and other relevant applicable regulatory requirements of the Company.

Maintaining Statutory Books / Registers and filing relevant forms and returns applicable to the company

Ensuring compliance of the secretarial standards applicable to the Company.

Managing CSR compliances applicable to the company.

Ensure effective compliance of regulatory requirements such as code of conduct, whistle blower policy, and other regulatory policies applicable to the company.

Ensure effective communication and interaction with Directors, shareholders and shareholding entities.