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Senior Vice President - Regulatory & Business Compliance

ConfidentialGurgaon / Gurugram, India

9 days ago

Job description

About Us

SBI Card is a leading pure-play credit card issuer in India, offering a wide range of credit cards to cater to diverse customer needs. We are constantly innovating to meet the evolving financial needs of our customers, empowering them with digital currency for seamless payment experience and indulge in rewarding benefits. At SBI Card, the motto 'Make Life Simple' inspires every initiative, ensuring that customer convenience is at the forefront of all that we do. We are committed to building an environment where people can thrive and create a better future for everyone.

SBI Card is proud to be an equal opportunity & inclusive employer and welcome employees without any discrimination on the grounds of race, colour, gender, religion, creed, disability, sexual orientation, gender identity, marital status, caste etc. SBI Card is committed to fostering an inclusive and diverse workplace where all employees are treated equally with dignity and respect which makes it a promising place to work.

Join us to shape the future of digital payment in India and unlock your full potential.

What's in it for YOU

SBI Card truly lives by the work-life balance philosophy. We offer a robust wellness and wellbeing program to support mental and physical health of our employees
Admirable work deserves to be rewarded. We have a well curated bouquet of rewards and recognition program for the employees
Dynamic, Inclusive and Diverse team culture
Gender Neutral Policy
Inclusive Health Benefits for all - Medical Insurance, Personal Accidental, Group Term Life Insurance and Annual Health Checkup, Dental and OPD benefits
Commitment to the overall development of an employee through comprehensive learning & development framework

Role Purpose

Responsible for managing Regulatory and Statutory Compliance for the business including regulatory examinations and audits.

Role Accountability

Formulate and execute a compliance program including mechanisms to track regulatory risks and policy compliance to provide pro-active Regulatory and Statutory Compliance support to the business

Lead the regulatory examinations / inspections / audits by regulatory bodies

Identify emerging Compliance trends, including related regulatory and policy issues that may impact the business

Sustain the Compliance Operating Model / program for the business by ensuring timely reporting of metrics to internal committees

Monitor functional compliance of all functions within the business & timely closure of actionable by functions

Support business growth by partnering with business on new product introductions, marketing proposals, customer communications, marketing material etc. to help identify & resolve any Compliance related risks

Work with Sales, Risk, Marketing and the other functional teams to ensure their processes & practices are in compliance with local law regulatory requirements, internal company requirements or corporate policies & procedures

Monitor industry compliance activities and other trends (external and internal) through appropriate early warning systems in order to take pre-emptive actions

Support the business leadership in driving organizational understanding & adherence to business specific policies & procedures in consultation with Business Compliance Leader

Support the business in complying with the various laws and regulations applicable to the Business including but not limited to RBI, SEBI, IRDA, TRAI, UIDAI, FIU-IND etc. & NBFC guidelines and regulations / licenses that may be required to conduct business and / or regulatory requirements and any other emerging risk areas related to local laws / policies

Ensure compliance to statutory requirements for locations pan India including S&E / Trade license registrations, renewals, amendments thereof, CLRA registrations and amendments etc.

Ensure timely addressal and response on the regulatory / statutory notices received from regulators and statutory authorities

Adapt and lead the roll-out and implementation of policies, regulatory excellence and other compliance initiatives, including identifying key Critical-to-Compliance parameters, determining residual risk and improving controls

Conduct the Annual Compliance Risk Assessment for the business and present the results to relevant Board Committee and senior management forums

Provide periodic certifications to the relevant Board Committees and parent entity on the Compliance status of the business

Coordinate with relevant business owners to define gaps / identify and resolve Compliance-related procedural issues and areas of improvement and ensure remediation actions plans are established, implemented and tracked through to closure

Evaluate and review critical SBI Card policies, processes, procedures & practices fromCompliance standpoint

Oversee process documentation and compliance adherence

Measures of Success

No significant regulator penalties / fines

Implementation of regulatory guidelines withing specified / agreed timelines

Timely closure of compliance observations by functions

Feedback from business stakeholders (Non-Measurable)

No significant observations in Internal / external audit

Process Adherence as per MOU

Technical Skills / Experience / Certifications

Experience directing and leading the implementation of key Compliance initiatives and projects is desirable

Strong grasp of code of conduct, business ethics policies and current compliance practices and industry standards in a relevant services space

Competencies critical to the role

Stakeholder Management

Problem Solving

Business Acumen

Influencing skills

Process Orientation

Qualification

Compliance / Legal / CS

Preferred Industry

FSI

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Vice President • Gurgaon / Gurugram, India

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