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Company Secretary & Compliance Officer

Company Secretary & Compliance Officer

ConfidentialMumbai, India
5 days ago
Job description

Sahana Ratanbh is Hiring!

  • Industry : Jewellery Manufacturing
  • Location : Dahisar East, Mumbai (In Office only)

Reporting & Positioning

  • Reports to the Board of Directors
  • Will be a Key Managerial Personnel (KMP) of the company
  • Acts as the Compliance Officer of the company
  • Skills, Experience & Attributes

  • Mandatory : Qualified Company Secretary (ICSI)
  • Experience : 2 to 3 years in secretarial / compliance / capital markets / IPO / listing
  • environment
  • Prior exposure to IPO process or work with listed companies is a strong plus
  • Sound knowledge : Companies Act, SEBI (ICDR, LODR, Insider Trading) Regulations,
  • stock exchange rules, securities law, corporate governance
  • Strong drafting, reviewing, analytical, and legal / secretarial skills
  • Excellent project management, stakeholder coordination, communication skills
  • High attention to detail, ability to spot inconsistencies / gaps
  • Ability to handle pressure, meet tight timelines, manage multiple stakeholders
  • High integrity, ethical mindset, proactive in risk identification
  • Good liaisoning skills with regulators, intermediaries, legal / audit teams
  • Key Purpose / Role Summary

  • Serve as the in-house custodian of secretarial, regulatory, legal, and compliance functions
  • for the IPO process and post-listing environment
  • Act as the central coordinator / mediator between the issuer company and all
  • intermediaries (merchant bankers, legal counsel, auditors, RTA / registrar, stock
  • exchanges, SEBI, depositories)
  • Vet, review, certify, and ensure regulatory compliance, accuracy, consistency of all IPO /
  • disclosure / listing documents
  • Oversee fulfillment of all pre-listing and post-listing statutory, regulatory, and listing
  • obligations under the Companies Act, SEBI (ICDR), SEBI (LODR), and exchange rules
  • Monitor timelines, manage project plan, mitigate legal / regulatory risk, and ensure smooth
  • execution of IPO and post-listing compliance
  • Disclaimer : We're sharing this opportunity on behalf of the company as their business advisor. The hiring process and final selection are handled independently by the company.
  • Skills Required

    Companies Act, Capital Markets, insider trading regulations , Project Management, securities law, Drafting, Secretarial Compliance, Corporate Governance, Sebi, Reviewing

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    Company Secretary • Mumbai, India

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