Compliance Officer
SKS Enterpprises - Human Resource Planning and Managementnadiad, gujarat, in9 hours ago
Job descriptionEnsure full compliance with all regulatory requirements under SEBI and / or IFSCA jurisdictions. Supervise investor onboarding, KYC / AML checks, due diligence of portfolio companies, and reporting. Monitor, interpret, and implement regulatory changes in internal policies and procedures. Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders. Track and maintain compliance with SEBI AIF / IFSCA FME regulations , PMLA / AML-CFT rules , cybersecurity , and data protection norms . Maintain and update compliance manuals, policies, checklists, and calendars for all entities. Escalate material compliance risks or breaches to senior management and support remediation. Oversee KYC / CDD for investors and portfolio companies, conduct PEP / sanctions screening , and file STRs / CTRs with FIU-IND as required. Prepare and file regulatory reports. Coordinate and support regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions. Professional credentials desirable (CA / CS / CFA / MBA / relevant certification) Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements Strong analytical and documentation skills; ability to interpret and operationalize legal / regulatory requirements Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders High level of integrity, confidentiality, and ethical standards Experience in investor onboarding, due diligence, background verification Knowledge of international AML / sanctions frameworks
Position Name - Compliance Officer-AIF
Location - Gift City, Gandhinagar
Experience Range - 5-8 yrs
Mandatory Requirement :
- Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks
Job Roles and Responsibilities :
Qualification and Experience :
Bachelor’s degree in Law, Finance, Commerce, or a related discipline
Create a job alert for this search
Compliance Officer • nadiad, gujarat, in
Related jobs
%20Pvt.%20Ltd.)
- Promoted
Compliance Officer
Prudent Corporate Advisory Services Ltd.Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd.Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products.
.Liaise with external legal and regulatory aut...Show moreLast updated: 30+ days ago
- Promoted
Assistant Manager – Corporate Compliance
Amneal PharmaceuticalsAhmedabad, Gujarat, India This position requires a professional with relevant experience in the pharmaceutical sector, with a focus on Anti-bribery, Anti-corruption, and other applicable global, national, and local complian...Show moreLast updated: 21 days ago
- Promoted
Fuel Distribution & Compliance Officer
ConfidentialAhmedabad, India During the training period candidates are required to work under Night shift only.Our client is logistic of Fuel and managing supplies of the same in Califonia, USA and works 24 / 7, 365 days to serv...Show moreLast updated: 5 days ago
- Promoted
Tax Compliance Officer
Adani GroupAhmedabad, Gujarat, India Responsible for ensuring timely direct tax compliance and delivering strategic tax advisory across Adani Group companies.
The role supports centralized tax operations, aligning tax strategies with b...Show moreLast updated: 24 days ago
- Promoted
Compliance Officer
Wave HR and Advisory Pvt LtdAhmedabad, India Work Responsibilities : - Ensuring SEZ and IFSCA compliance and reporting applicable to the entity - Ensuring SEZ compliance and reporting applica...Show moreLast updated: 30+ days ago
- Promoted
- New!
Treasury and Compliance Officer
Dharmaj Crop Guard Ltd.Ahmedabad, Republic Of India, IN Quarterly and Yearly Certifications with State Bank of India (SBI).Daily MSME Vendor Payment Management.Buyers’ Credit MIS Preparation.
Monthly Working for HDFC and SBI CC Utilization.Bank Documenta...Show moreLast updated: 18 hours ago
- Promoted
Credit Officer
Task MateVadodara, IN Location - Bengaluru and Noida.Employment - Full-Time Hybrid Model.Experience with an Australian mortgage brokerage firm is preferred.
Experience - Minimum 1 year (MUST).We’re seeking an experienced...Show moreLast updated: 16 days ago
- Promoted
Compliance Officer
Tipsons GroupAhmedabad, Gujarat, India Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
Carrying out periodic reviews to ensure le...Show moreLast updated: 30+ days ago
- Promoted
Compliance Officer
Analytix Business Solutions (India) Pvt. Ltd.Ahmedabad, Gujarat, India Primarily on Corporate Compliance and SOPs management, whilst also helping the team on Monthly / Quarterly / Annual closure of Books of Accounts, various documentations, etc.GSTR 1 & GSTR 3B Filing...Show moreLast updated: 2 days ago
- Promoted
Sr Compliance officer
IMS People PossibleAhmedabad, Gujarat, India Compliance Officer / Senior Compliance Officer.PM – 11 : 00 PM IST (During Daylight Saving Time).We are looking for a detail-oriented and proactive.
Compliance Officer / Senior Compliance Officer.The ...Show moreLast updated: 2 days ago
- Promoted
Compliance Executive
Prudent Corporate Advisory Services Ltd.Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd is hiring for a Compliance Executive at Ahmedabad location.Dissemination of relevant circulars & notifications issued by regulators on daily basis to respect...Show moreLast updated: 30+ days ago
- Promoted
Compliance Specialist – Affordable Housing (LIHTC)
Castellan Real Estate Partnersvadodara, gujarat, in Compliance Specialist – Affordable Housing (LIHTC).Remote (Based in India, supporting California projects).Full-time | Must be available to work in Pacific Standard Time (PST) overlap hours.We are ...Show moreLast updated: 2 days ago
- Promoted
Compliance Officer
ConfidentialAhmedabad, India Job Title : Compliance Officer (SEBI, BSE, NSE & Trading Compliance).We are seeking an experienced Compliance Officer with extensive knowledge of Securities and Exchange Board of India (SEBI) regula...Show moreLast updated: 30+ days ago
- Promoted
Compliance Executive
ConfidentialAhmedabad, India Prudent Corporate Advisory Services Ltd is hiring for a Compliance Executive at Ahmedabad location.Dissemination of relevant circulars & notifications issued by regulators on daily basis to respect...Show moreLast updated: 30+ days ago
- Promoted
- New!
Compliance Officer
SKS Enterpprises - Human Resource Planning and Managementvadodara, gujarat, in Position Name - Compliance Officer-AIF.Location - Gift City, Gandhinagar.Ensure end-to-end compliance with.Job Roles and Responsibilities : .
Ensure full compliance with all regulatory requirements un...Show moreLast updated: 9 hours ago
- Promoted
- New!
Compliance Specialist
PEARL TRANSPORT INCnadiad, gujarat, in We’re Hiring : Compliance & HR Specialist | Pearl Transport Inc.Pearl Transport Inc — a growing U.You will ensure company-wide FMCSA / DOT compliance while also supporting HR processes.You’ll work clo...Show moreLast updated: 18 hours ago
- Promoted
Sr Compliance Officer
IMS People PossibleAhmedabad, Republic Of India, IN Compliance Officer / Senior Compliance Officer.PM – 11 : 00 PM IST (During Daylight Saving Time).We are looking for a detail-oriented and proactive.
Compliance Officer / Senior Compliance Officer.The ...Show moreLast updated: 2 days ago
- Promoted
Compliance Officer (IFSCA / GIFT City, Ahmedabad Gandhinagar Area, Gujarat)
ConfidentialAhmedabad, India Compliance Officer, SucSEED Indovation Fund (Based at IFSCA, GIFT City, Gujarat).SucSEED Indovation Fund is an early-stage focused SEBI-registered Category-1 Fund with a corpus of INR 200 Crore and...Show moreLast updated: 6 days ago