Compliance Officer

This is regarding job opening for Compliance Officer role with A leading Private Bank in Ahmedabad.

JD : -

Key Responsibilities :

• Ensure adherence to all applicable laws, regulations, and guidelines issued by IFSCA, RBI, and other regulatory bodies.
• Develop, implement, and maintain the compliance framework for the IBU.
• Monitor regulatory developments and assess their impact on IBU operations.
• Conduct periodic compliance risk assessments and internal reviews.
• Review and approve new products, services, and processes from a compliance perspective.
• Liaise with internal stakeholders to ensure timely resolution of compliance issues.
• Prepare and submit regulatory reports and returns as required.
• Coordinate and support regulatory inspections and audits.
• Conduct training and awareness programs for IBU staff on compliance matters.
• Maintain records of compliance breaches and ensure timely corrective actions.
• Support implementation of systems for customer risk categorization, AML / CFT monitoring, and regulatory reporting.

Key Requirements :

Interested candidates can share their cv on [HIDDEN TEXT] OR call on 8511915231.

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Skills Required

Aml, FEMA