Key Responsibilities :
- Collaborate with the Research and Compliance Lead on compliance processes.
- Confidently address compliance nuances and ensure adherence to standards.
- Interpret internal policies and guidelines to recommend necessary actions.
- Review and evaluate compliance requests, proposing appropriate solutions.
- Enforce key compliance rules and regulations within the organization.
- Train employees on compliance standards, guidelines, and international laws.
- Manage tasks accurately and in a timely manner while maintaining confidentiality.
Required Skills & Knowledge :
In-depth knowledge of industry compliance requirements and standards.Familiarity with tools like DOWJONES, FACTIVA, and CAPIQ.Proficiency in handling international sanctions lists (SFIO, SEC, ITAR, OFAC, FINRA).Strong analytical, verbal, and written communication skills.Proficiency in MS Office (Outlook, Word, Excel, PowerPoint).Qualifications :
Graduate with 1-3 years of experience in a compliance-related role.Proactive, self-motivated, with excellent interpersonal skills.Skills Required
Factiva